Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-03050 | 05/06/2024 | Claimant(s): Gary Glockzin Claimant Lawyers(s): Zachary S. Knoblock Respondent(s): Crown Capital Securities, L.P. Respondent Lawyers(s): Jonathan L. French Arbitrator(s): Charles G. Michaels, Mary Margaret Bush, Howard N. Gorney Hearing Site: San Diego, CA | ||
| 21-02824 | 04/12/2024 | Claimant(s): Charlie Meredith Claimant Lawyers(s): David A. Welling Respondent(s): Morgan Stanley, Morgan Stanley & Co. Respondent Lawyers(s): John P. Kincade Arbitrator(s): Mark R. Lee, Gene S. Evenskaas, Randall B Christison Hearing Site: San Diego, CA |  | Expungement |
| 23-00552 | 04/03/2024 | Claimant(s): Matthew Jung Claimant Lawyers(s): Christopher H. Tovar Respondent(s): TD Ameritrade. Respondent Lawyers(s): Angelina T. Evans Arbitrator(s): Rosa Linda Guadarrama Hearing Site: San Diego, CA | ||
| 19-00555 | 02/20/2024 | Claimant(s): Janice Kevari Claimant Lawyers(s): Maryann P Gallagher Respondent(s): Scottrade Inc., TD Ameritrade. Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Janice L. Sperow, Kevin K. Forrester, Lisa Miller Hearing Site: San Diego, CA | ||
| 23-01485 | 01/31/2024 | Claimant(s): Diego Macedo Claimant Lawyers(s): Everett Pritchard Respondent(s): Morgan Stanley Respondent Lawyers(s): Emily Z. Culbertson Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 23-01400 | 01/22/2024 | Claimant(s): Roberto Vila Claimant Lawyers(s): William Bean Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: San Diego, CA | ||
| 23-01271 | 01/19/2024 | Claimant(s): Gail Jensen, Martin McNees Claimant Lawyers(s): Bradley Ziegler Respondent(s): Madison Avenue Securities Respondent Lawyers(s): John C. Gray Arbitrator(s): Mark R. Lee, Ronald N. Roth, Vytas Tarulis Hearing Site: San Diego, CA | ||
| 23-00156 | 01/18/2024 | Claimant(s): Robert Binkowski Claimant Lawyers(s): Chelsea Bauer Respondent(s): Lucia Securities Respondent Lawyers(s): Tiy O'Neal Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 23-01708 | 11/16/2023 | Claimant(s): Kelly Morris Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Erik R. Siering Hearing Site: San Diego, CA | ||
| 22-02914 | 10/30/2023 | Claimant(s): Paul Michlik Claimant Lawyers(s): Paul Michlik Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Ronald N. Roth, Erik R. Siering, Anatoly Tony Zuban Hearing Site: San Diego, CA |