| 12-00793 | 07/30/2013 | Claimant(s): Philip Lovell, Philip Lovell Pension Plan, The Lovell Family Trusts
Claimant Lawyers(s): Marc Seldin Rosen
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Stephen J. Taddie, Ernest F. Modzelewski, Aryka Steele Radke
Hearing Site: Phoenix, AZ
|  | $1,802,510 |
| 12-00862 | 07/29/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Megan Marmion Christensen
Respondent(s): Todd Leonhardt
Respondent Lawyers(s): Dennis J. Smith
Arbitrator(s): Alan Shaw, Patrick R. Westerkamp, Esq., Edward James O'Dowd
Hearing Site: Newark, NJ
| | |
| 12-01645 | 07/29/2013 | Claimant(s): Charles Lowe
Claimant Lawyers(s): David W. Miller
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Sarah G. Anderson, Ronnie Edward Nichols, John G. Shamp
Hearing Site: Columbia, SC
| | Expungement |
| 12-03830 | 07/26/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex Komoroski
Respondent(s): Rudi Buetterich
Respondent Lawyers(s): Rudi Orlando Buetterich
Arbitrator(s): Jacquelyn M. Shannon
Hearing Site: Wilmington, DE
| | |
| 12-03995 | 07/26/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn Lamar
Respondent(s): Danny Yarnell
Respondent Lawyers(s): Danny Leroy Yarnell
Arbitrator(s): W. Sean Kelleher
Hearing Site: Columbus, OH
| | |
| 12-00141 | 07/25/2013 | Claimant(s): Michel Rosen, Naomi Rosen
Claimant Lawyers(s): Susan R. Healy
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Langfred W. White, Robert S. Anderson, Keith M. Crouse
Hearing Site: Tampa, FL
| | Expungement |
| 13-00772 | 07/24/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): David W. Robinson
Respondent(s): Elissa Ward, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer A. Ermilio, Julia Green Sewruk
Arbitrator(s): Chesley Oriel
Hearing Site: Boston, MA
| | |
| 12-01091 | 07/23/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Megan Marmion Christensen
Respondent(s): Joseph Perticone
Respondent Lawyers(s): Stephen Seeger
Arbitrator(s): David S. Billet
Hearing Site: New York, NY
| | |
| 12-03746 | 07/23/2013 | Claimant(s): Alfonso A. Larriva
Claimant Lawyers(s): Alfonso A. Larriva
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Robert S. McConnell
Hearing Site: Phoenix, AZ
| | $0 |
| 11-04690 | 07/22/2013 | Claimant(s): Carol Kafka, Candice Company., Father & Sons Contractors., Father and Son's Home Improvement II,, Riverside Management., Riverside Realty.
Claimant Lawyers(s): Charles Carlson
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Mark L Miller, Edward Louis Koven, Edward Johannes Hertenstein
Hearing Site: Chicago, IL
| | Expungement |
