| 13-02546 | 03/07/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Roy Kelsey
Respondent Lawyers(s): Roy Edward Kelsey
Arbitrator(s): Paul E. Flora
Hearing Site: Orlando, FL
| | |
| 11-03929 | 03/04/2014 | Claimant(s): Andrew Miller
Claimant Lawyers(s): Arthur C. Koski
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Steven Gerard Goerke, Gary M. Landau, Kathy N. Novick
Hearing Site: Ft. Lauderdale, FL
| | |
| 10-05180 | 02/25/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Allan Watt, Gloria Keimer, Lois Powell, Paula Czapko, Robert Ratcliff
Respondent Lawyers(s): Diane C. Fischer, Robert L. Herskovits
Arbitrator(s): Earle J. Schwarz, Robert E. Treadaway, Eric Ross Cromartie
Hearing Site: Dallas, TX
| | |
| 12-00441 | 02/24/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Michael Hawkes
Respondent Lawyers(s): Melinda Jane Steuer
Arbitrator(s): Reed H. Bement, Jarrott T. Miller, Amy Seltzer
Hearing Site: San Francisco, CA
| | |
| 12-03472 | 02/19/2014 | Claimant(s): John Triplett
Claimant Lawyers(s): Judith Braecklein
Respondent(s): Wells Fargo Advisors, David Hehn, Paul Alberini, Todd Williams
Respondent Lawyers(s): Timothy N. Will
Arbitrator(s): Vaughn Thomas Hale, Gerald F. Corrigan, Edward Thomas Leech
Hearing Site: Las Vegas, NV
| | |
| 13-00952 | 02/19/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Candy Taylor
Respondent Lawyers(s): Candy Taylor-Beck
Arbitrator(s): Bert P. Krages
Hearing Site: Boise, ID
| | |
| 13-02375 | 02/19/2014 | Claimant(s): Doris Parsons, Est. of William J. Parsons by Doris N. P
Claimant Lawyers(s): Curtis E. Pew
Respondent(s): Wells Fargo Advisors, Virginia Bunton
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Michael J. Henke
Hearing Site: Raleigh, NC
|  | $34,982 |
| 12-03763 | 02/12/2014 | Claimant(s): Laura Martin-Schwarzman
Claimant Lawyers(s): Ronald S. Platt
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kevin W. Shaughnessy
Arbitrator(s): Michael Todd Clements, John E. Sutton, Peter A. Portley
Hearing Site: Boca Raton, FL
| | |
| 13-01853 | 02/11/2014 | Claimant(s): Ryan White
Claimant Lawyers(s): Ryan Arther White
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): John R. Loss
Hearing Site: St. Louis, MO
| | |
| 13-01405 | 02/11/2014 | Claimant(s): Larry Flay
Claimant Lawyers(s): Larry Flay
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Linda M. McCoy
Hearing Site: San Francisco, CA
| | $2,882 |
