Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-03472 | 02/19/2014 | Claimant(s): John Triplett Claimant Lawyers(s): Judith Braecklein Respondent(s): Wells Fargo Advisors, David Hehn, Paul Alberini, Todd Williams Respondent Lawyers(s): Timothy N. Will Arbitrator(s): Vaughn Thomas Hale, Gerald F. Corrigan, Edward Thomas Leech Hearing Site: Las Vegas, NV | ||
| 08-04656 | 02/22/2010 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Manoj R. Andalkar Respondent(s): Michael Sheriff Respondent Lawyers(s): Michael Andrew Sheriff Arbitrator(s): Vaughn Thomas Hale, William Montgomery, Bryan L. Herrmann Hearing Site: Los Angeles, CA | ||
| 07-01144 | 11/28/2008 | Claimant(s): Judith Fogel Claimant Lawyers(s): Joseph S. Fogel Respondent(s): Financial West Group, Marc Tucker Respondent Lawyers(s): Edward S. Zusman Arbitrator(s): Vaughn Thomas Hale, Robert H. Wrenn, Willard H. Altman Hearing Site: Los Angeles, CA |  | Expungement |