| 13-01484 | 05/30/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Blake L. Daniels
Respondent(s): Michael Winemiller
Respondent Lawyers(s): Michael Eugene Winemiller
Arbitrator(s): J. Maxwell Williams
Hearing Site: Memphis, TN
| | |
| 13-01707 | 05/30/2014 | Claimant(s): Susan Frankel
Claimant Lawyers(s): Adam M. Green
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Diane Ciccone
Hearing Site: Philadelphia, PA
|  | Expungement |
| 13-00718 | 05/16/2014 | Claimant(s): Sud Family Limited Partnership
Claimant Lawyers(s): Mark Sanders
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Jerry D. Mc Cormack, Gerald J. Thain, Mark A. Frankel
Hearing Site: Milwaukee, WI
| | Expungement |
| 13-02477 | 05/14/2014 | Claimant(s): Gregory Niemann Living Trust, Leila Niemann Living Trust, The Niemann Family Revocable Trust
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Salvatore A. Sciortino, Judith Porter, Kendall C. Reed
Hearing Site: Los Angeles, CA
| | Expungement |
| 13-03446 | 05/12/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher Griesmeyer
Respondent(s): Todd Zaeske
Respondent Lawyers(s): Greeg Rzepczynski
Arbitrator(s): Donald W. McKenzie
Hearing Site: Milwaukee, WI
| | |
| 12-03242 | 05/06/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Brad Rude
Respondent Lawyers(s): Marc Durant
Arbitrator(s): Jim Geiger, John Joseph Borzi, Peter Edward Sheridan
Hearing Site: Philadelphia, PA
| | |
| 13-01190 | 05/06/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Todd E. Ratner
Respondent(s): Christopher Spires, Michael Wilder
Respondent Lawyers(s): Christopher Thomas Spires, Michael Dustin Wilder
Arbitrator(s): Stephen P. Hoffman
Hearing Site: Columbia, SC
| | |
| 13-03339 | 05/02/2014 | Claimant(s): Teresa Harmon
Claimant Lawyers(s): Patrick Mahoney
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Robert A. Lombardi
Hearing Site: Los Angeles, CA
| | |
| 12-04159 | 05/01/2014 | Claimant(s): Ralph Bixler
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Catherine Santiago, Wells Fargo Advisors, Margarita Figueroa
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Steven Gerard Goerke, Jonathan H. Parker, Barry David Thorpe
Hearing Site: San Juan, PR
| | Expungement |
| 13-03009 | 05/01/2014 | Claimant(s): Lucy Bauman
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Arthur H. Geffen
Hearing Site: Dallas, TX
| | $49,999 |
