Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-02188 | 02/12/2019 | Claimant(s): Simon Holford Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Randi Perry Spallina Arbitrator(s): Michael Harrison Hearing Site: Los Angeles, CA | $0 | |
| 18-00847 | 02/11/2019 | Claimant(s): Frank Albano Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Ted M. Rosen Hearing Site: New York, NY | $0 | |
| 18-01908 | 02/11/2019 | Claimant(s): Steven Flagg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY | $0 | |
| 18-02337 | 02/11/2019 | Claimant(s): James Phillips Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Richard D. Fincher Hearing Site: Salt Lake City, UT | $0 | |
| 18-00664 | 02/08/2019 | Claimant(s): Robert Cutrupi Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Joan M. Traub Hearing Site: Newark, NJ | $0 | |
| 18-01090 | 02/07/2019 | Claimant(s): Timothy Cornell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Jacqueline R. Meyers Arbitrator(s): Robert S. Sugarman Hearing Site: Chicago, IL | $0 | |
| 18-02665 | 02/06/2019 | Claimant(s): James Shawver Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Independent Financial Group. Respondent Lawyers(s): Joel M. Everest, Sarah J. Kreisman Arbitrator(s): Monroe Mitchel Hearing Site: Boca Raton, FL | $0 | |
| 18-02451 | 02/05/2019 | Claimant(s): Richard Potashner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Herbert Liberman Hearing Site: Salt Lake City, UT | $0 | |
| 18-01475 | 02/04/2019 | Claimant(s): Michael Murphy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Paul Yarns Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX | $0 | |
| 18-01529 | 01/31/2019 | Claimant(s): John McDonough Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Eileen Stassa Arbitrator(s): Mark C. Watler Hearing Site: Houston, TX | $0 |