Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00402 | 10/22/2019 | Claimant(s): Benjamin Brayshaw Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Questar Capital Corporation Respondent Lawyers(s): Jeffrey D. Hedlund Arbitrator(s): Linda J. Baer Hearing Site: Manchester, NH | ||
| 19-00170 | 10/17/2019 | Claimant(s): Alan Brookshire Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Jason Alexander Diamond Hearing Site: Charlotte, NC | ||
| 19-00860 | 10/17/2019 | Claimant(s): William Sloan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Intercarolina Financial Services. Respondent Lawyers(s): Joseph E. Navolanic Arbitrator(s): Michael J. Ahlstrom Hearing Site: Raleigh, NC | ||
| 19-00104 | 10/16/2019 | Claimant(s): John Novak Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Hearing Site: Philadelphia, PA | ||
| 19-00158 | 10/15/2019 | Claimant(s): Aaron Ogea Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Carolyn D. Roch Arbitrator(s): Mark C Watler Hearing Site: New Orleans, LA | ||
| 19-00768 | 10/09/2019 | Claimant(s): Brady Marlow Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Edward Walton Arbitrator(s): John R. Loss Hearing Site: Omaha, NE | ||
| 18-04407 | 10/07/2019 | Claimant(s): Clive Buchan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Hearing Site: Syracuse, NY | ||
| 18-04419 | 10/04/2019 | Claimant(s): Marc Jacobson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pruco Securities., AXA Advisors Respondent Lawyers(s): Alan S. Brodherson, Michael J. Biondi Arbitrator(s): Kenneth N. Adamson Hearing Site: Chicago, IL | ||
| 18-04418 | 10/03/2019 | Claimant(s): Marc Jacobson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): The Equitable Life Assurance Society Of Respondent Lawyers(s): Michael J. Biondi Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Chicago, IL | ||
| 19-00473 | 10/01/2019 | Claimant(s): Eric Vogen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation Respondent Lawyers(s): James V. Noblett Arbitrator(s): Michael J. Ahlstrom Hearing Site: Columbia, SC |