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FINRA Awards for Carolyn D. Roch

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0015810/15/2019Claimant(s): Aaron Ogea
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Carolyn D. Roch
Arbitrator(s): Mark C Watler
Hearing Site: New Orleans, LA

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