Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00912 | 01/23/2023 | Claimant(s): John Hess Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Roger M. Deitz Hearing Site: New York, NY | ||
| 22-01072 | 01/20/2023 | Claimant(s): Jan Dyke Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Amanda Parisi Arbitrator(s): Michael F. Jordan Hearing Site: Milwaukee, WI | ||
| 22-01316 | 01/13/2023 | Claimant(s): David Smith Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 22-00740 | 01/09/2023 | Claimant(s): Edwin Hodder Claimant Lawyers(s): Dochtor Kennedy Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Leyla Bari Arbitrator(s): Daniel M. Yamshon Hearing Site: Cheyenne, WY | ||
| 21-02942 | 01/05/2023 | Claimant(s): Christina Vozzo Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Stacey Schmidt Arbitrator(s): Catherine Stewart Hearing Site: Jersey City, NJ | ||
| 21-03043 | 12/28/2022 | Claimant(s): John Baldeck Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Igor V. Stadnik Arbitrator(s): Stephany Adriene Watson Hearing Site: Seattle, WA | ||
| 22-00266 | 12/23/2022 | Claimant(s): Tayvon Jackson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Kelli J. Jareaux Hearing Site: Washington, DC | ||
| 22-00938 | 12/23/2022 | Claimant(s): Steven Maurer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Nichols, Safina, Lerner & Co. Inc., Josephthal & Co.. Respondent Lawyers(s): CT Corporate Systemoration Service Company Arbitrator(s): Veronica Ann Williams Hearing Site: New York, NY | ||
| 22-00560 | 12/19/2022 | Claimant(s): Erin Daniels Claimant Lawyers(s): Dochtor Kennedy Respondent(s): BMO Harris Financial Advisors. Respondent Lawyers(s): Maria L. Kreiter Arbitrator(s): Floyd Gerry Hoffman Hearing Site: Phoenix, AZ | ||
| 22-00342 | 12/16/2022 | Claimant(s): Bobby James Claimant Lawyers(s): Dochtor Kennedy Respondent(s): VSR Financial Services., EDI Financial., Rushmore Securities Corporation Respondent Lawyers(s): David Feldstein, Dewey Malone Moore, Martin Prinz Arbitrator(s): Frances Johnson Wright, Franklin Lewis Broyles Hearing Site: Dallas, TX |