Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00343 | 11/26/2018 | Claimant(s): Karl Frank Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Geneos Wealth Management. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO | $0 | |
| 18-00506 | 11/23/2018 | Claimant(s): Gabriel Yanez Claimant Lawyers(s): Dochtor Kennedy Respondent(s): WAMU Investments. Respondent Lawyers(s): Richard B. Davis Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | $0 | |
| 18-00779 | 11/21/2018 | Claimant(s): Anthony DiBernardo Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Transamerica Financial Advisors Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Joseph C. Watson Hearing Site: Los Angeles, CA | $0 | |
| 18-01019 | 11/21/2018 | Claimant(s): Harris Nydick Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Andrea Shafer Arbitrator(s): Catherine Stewart Hearing Site: Newark, NJ | $0 | |
| 18-00872 | 11/20/2018 | Claimant(s): Michael Engelstad Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Paul Yarns Arbitrator(s): Jonathan B. Gilbert Hearing Site: Indianapolis, IN | $0 | |
| 18-01497 | 11/20/2018 | Claimant(s): Mick Dadlani Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David Hantman Arbitrator(s): Olivia Milbank Farrar Hearing Site: Washington, DC | $0 | |
| 18-00179 | 11/19/2018 | Claimant(s): Daniel Foran Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, Raymond James Financial Services. Respondent Lawyers(s): Jon kaplon, Stanton Fears Arbitrator(s): Michael H. DuBoff Hearing Site: Newark, NJ | $0 | |
| 18-00537 | 11/19/2018 | Claimant(s): David Wiercinski Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | $0 | |
| 18-00797 | 11/19/2018 | Claimant(s): Jeff Maas Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Andrew S. Azarmi Arbitrator(s): Sterling N. Frost Hearing Site: San Francisco, CA | $0 | |
| 18-01332 | 11/19/2018 | Claimant(s): Kenneth Meyers Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services, UBS Financial Services Inc. Respondent Lawyers(s): Simon M. Levy, Timothy N. Will Arbitrator(s): Helen Marinak Blohm Hearing Site: Reno, NV | $0 |