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FINRA Awards for Karl Frank

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0034311/26/2018Claimant(s): Karl Frank
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Geneos Wealth Management.
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Donald N. Tolin
Hearing Site: Denver, CO

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