| 14-00872 | 02/25/2016 | Claimant(s): Nora Smith, Estate of Dennis L. Smith, Dennis L. Smith Trust dtd 11/30/07
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Melissa M. Muehlfeld
Arbitrator(s): Elliott Zachary Seff, Robert B. Hansohn, Robert Alan Merring
Hearing Site: Los Angeles, CA
|  | $0 |
| 14-01573 | 10/30/2015 | Claimant(s): Morrisa Schiffman
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Kenneth J. Horowitz, Martin R. Cramer, Paul Allan Massaro
Hearing Site: Newark, NJ
| | $95,633 |
| 14-01409 | 08/10/2015 | Claimant(s): Alice Williams
Claimant Lawyers(s): John O'Shea Sullivan
Respondent(s): Christopher Payne, Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Sabrina Raquel Scott, Harvey R. Linder, David E. Morris
Hearing Site: Atlanta, GA
| | Expungement |
| 12-02257 | 07/24/2015 | Claimant(s): Barbara Carter Summers, Jeff Summers, M.D., Lon Lutz, Michael Winkelmann, Rahul Vohra, M.D. & Sherry Vohra, Joint
Claimant Lawyers(s): Frank "Kim" Breese, Joseph C. Peiffer, Judson M. Lee
Respondent(s): Fred Brister III, Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): Mark A. Myers, John Paul Lusk, Susan G. Pinkston
Hearing Site: Jackson, MS
| | $2,382,850 |
| 12-00208 | 04/13/2015 | Claimant(s): Stuart Kalinsky
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Linda Ashley
Hearing Site: New York, NY
| | $0 |
| 13-03115 | 01/30/2015 | Claimant(s): Barry Mankowitz, Barry J. Mankowitz, M.D. IRA
Claimant Lawyers(s): Edward A. Paltzik
Respondent(s): Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Lynne M. Reid-McQueen, Mary Lou McGanney, Louis P. Wagman
Hearing Site: New York, NY
| | $202,961 |
| 13-03333 | 01/02/2015 | Claimant(s): John Burke
Claimant Lawyers(s): Matthew W. Hackell
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Louis R. Satriale
Arbitrator(s): S. Charles Tabak
Hearing Site: Newark, NJ
| | |
| 14-00261 | 12/23/2014 | Claimant(s): William Beaumont Hospital
Claimant Lawyers(s): James R. Swanson
Respondent(s): Goldman, Sachs and Company, Morgan Stanley & Co.
Respondent Lawyers(s): Jason M. Fedo, Matthew A. Schwartz
Arbitrator(s): Benjamin A. Kerner, Carl E. Ver Beek, Betty R. Widgeon
Hearing Site: Detroit, MI
| | $0 |
| 14-00482 | 12/22/2014 | Claimant(s): Andrea Halperin
Claimant Lawyers(s): Sylvia M. Scott
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Trish M. Higgins
Arbitrator(s): Richard N. Friedman, June McLaughlin, Dorothy B. Strackbein
Hearing Site: Los Angeles, CA
| | |
| 14-01767 | 12/18/2014 | Claimant(s): Emily Nichols
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Jerome A. Pivnik, Herbert Branitsky, Jezabel Llorente
Hearing Site: Miami, FL
| | Expungement |
