| 16-02246 | 04/24/2018 | Claimant(s): Jacob Coronado
Claimant Lawyers(s): Henry D. Nunez
Respondent(s): Wells Fargo Advisors, Wells Fargo Investments, Mark Nance, Michael Muller, Wells Fargo Bank National Association
Respondent Lawyers(s): Michael Joseph Gomez
Arbitrator(s): Paul J. Dubow, Peter H. Daly, Mary Margaret Bush
Hearing Site: San Francisco, CA
|  | $181,931 |
| 16-00451 | 01/19/2018 | Claimant(s): Douglas Murrill
Claimant Lawyers(s): Kimberly Chavers
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Jack D. Ballard
Arbitrator(s): Robert L. Rolnick, Allan R. Lazor, Kimberlee Kovach
Hearing Site: Houston, TX
| | |
| 15-03495 | 11/16/2016 | Claimant(s): Sefferino Guerrera, Sefferino Guerrera IRA
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Wells Fargo Advisors, Wells Fargo Investments, David Kakuda, Morgan Stanley
Respondent Lawyers(s): Judy Louie, Kitoh Grey
Arbitrator(s): Thomas R. Watkins
Hearing Site: Los Angeles, CA
| | Expungement |
| 12-03692 | 04/11/2016 | Claimant(s): Herbert Madan, Herbert S. Madan Revocable Trust UAD Apr
Claimant Lawyers(s): John D. Singer
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Jen Machlin
Arbitrator(s): John P. Wilson, Linda M. McCoy, Kenneth W. Gosliner
Hearing Site: San Francisco, CA
| | Expungement |
| 13-02754 | 02/23/2015 | Claimant(s): Rodolfo C. and Maria O. Del Real Family
Claimant Lawyers(s): Melinda Jane Steuer
Respondent(s): Wells Fargo Advisors, Wells Fargo Investments
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Andrew R. Epstein, Sterling N. Frost, Gary H. Kahn
Hearing Site: San Francisco, CA
| | Expungement |
| 10-05351 | 01/03/2014 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Anthony Vaccaro
Respondent Lawyers(s): Kenneth A. Zimmern
Arbitrator(s): Phillip Lee Scheldt, Simeon R. Trotter, Earle J. Schwarz
Hearing Site: Dallas, TX
| | |
| 11-04495 | 11/19/2013 | Claimant(s): Mark Myden, L.A. Sports Productions Inc.
Claimant Lawyers(s): Marc X. LoPresti
Respondent(s): Wells Fargo Advisors, Wells Fargo Investments, Nicholas Corso
Respondent Lawyers(s): Jay M. Spillane, Thomas F. Kopshever
Arbitrator(s): James Warren Hill, Ralph B. Perry, Michael R. Diliberto
Hearing Site: Los Angeles, CA
| | Expungement |
| 13-00365 | 10/10/2013 | Claimant(s): Jason Coles
Claimant Lawyers(s): Christine A. Page
Respondent(s): Wells Fargo Investments, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa Hegger Shea, Thomas F. Kopshever
Arbitrator(s): Thomas J. Doherty, Randy R. Maher, Kevin K. Forrester
Hearing Site: San Diego, CA
| | |
| 12-01470 | 06/21/2013 | Claimant(s): Michael Saunders, Yvonne Saunders
Claimant Lawyers(s): Leonard Meyer
Respondent(s): Adam Suhr, Wells Fargo Investments, John Wingate, Ross Friend, Strategic Financial Concepts
Respondent Lawyers(s): Gary S. Kessler, R. Rene Escobedo, Robyn Silvermintz
Arbitrator(s): William Edward Buck, Deirdre Renee Fuller, Allan R. Lazor
Hearing Site: Houston, TX
| | $75,300 |
| 11-03496 | 04/19/2013 | Claimant(s): Ernest Gomez, Kim Gomez, KEGZ Interests LP Defined Benefit Plan
Claimant Lawyers(s): Christopher Mader
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Brent J. Burtin
Arbitrator(s): Thomas D. Nagle, William Edward Buck, Montie G. Grimes
Hearing Site: Houston, TX
| | Expungement |
