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FINRA Awards for Robert L. Rolnick

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0045101/19/2018Claimant(s): Douglas Murrill
Claimant Lawyers(s): Kimberly Chavers
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Jack D. Ballard
Arbitrator(s): Robert L. Rolnick, Allan R. Lazor, Kimberlee Kovach
Hearing Site: Houston, TX
16-0177501/26/2017Claimant(s): Patrick Biggins
Claimant Lawyers(s): Mark Wilson
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jonathan C. Schwartz
Arbitrator(s): Bertrand C. Moser, Robert L. Rolnick, David Aaron DeSoto
Hearing Site: Houston, TX

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