| 18-04223 | 07/23/2019 | Claimant(s): William Molfetto
Claimant Lawyers(s): Joseph A. Vallo
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): John A. Dewald, Deirdre Renee Fuller, Brian James Tagtmeier
Hearing Site: Houston, TX
| | |
| 10-03943 | 07/18/2013 | Claimant(s): Timothy Stephens
Claimant Lawyers(s): Matthew B. Henneman
Respondent(s): Walter Schneider, Barclays Capital Inc., Barclays Wealth
Respondent Lawyers(s): Jack D. Ballard
Arbitrator(s): Larry J. Sklar, Daniel J. Pagnano, Deirdre Renee Fuller
Hearing Site: Houston, TX
|  | Amended Stipulated Award and Expungement |
| 12-01470 | 06/21/2013 | Claimant(s): Michael Saunders, Yvonne Saunders
Claimant Lawyers(s): Leonard Meyer
Respondent(s): Adam Suhr, Wells Fargo Investments, John Wingate, Ross Friend, Strategic Financial Concepts
Respondent Lawyers(s): Gary S. Kessler, R. Rene Escobedo, Robyn Silvermintz
Arbitrator(s): William Edward Buck, Deirdre Renee Fuller, Allan R. Lazor
Hearing Site: Houston, TX
| | $75,300 |
| 09-04485 | 12/08/2010 | Claimant(s): Beverly Ginn, Russell Ginn, CVWT, LLP, Ginnwey Investments
Claimant Lawyers(s): Timothy M. McDaniel
Respondent(s): Alliance Bernstein, Bernstein Global Wealth Management, Sanford C. Bernstein & Co.
Respondent Lawyers(s): Sean M. Murphy
Arbitrator(s): Raymond C. Kerr, Joshua D. Wallach, Deirdre Renee Fuller
Hearing Site: Houston, TX
| | $200,000 |
