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FINRA Awards for John A. Dewald

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0422307/23/2019Claimant(s): William Molfetto
Claimant Lawyers(s): Joseph A. Vallo
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): John A. Dewald, Deirdre Renee Fuller, Brian James Tagtmeier
Hearing Site: Houston, TX
08-0489308/01/2011Claimant(s): Baker Hughes Incorporated, Baker Hughes Treasury Services GMBH
Claimant Lawyers(s): Richard L. LaGarde
Respondent(s): BNY Mellon Capital Markets LLC
Respondent Lawyers(s): Todd E. Gordinier
Arbitrator(s): John A. Dewald, Robert Dan Sherrill, Lynne M. Gomez
Hearing Site: Houston, TX
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