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FINRA Awards for Barclays Wealth

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0394307/18/2013Claimant(s): Timothy Stephens
Claimant Lawyers(s): Matthew B. Henneman
Respondent(s): Walter Schneider, Barclays Capital Inc., Barclays Wealth
Respondent Lawyers(s): Jack D. Ballard
Arbitrator(s): Larry J. Sklar, Daniel J. Pagnano, Deirdre Renee Fuller
Hearing Site: Houston, TX
Checkmark IconAmended Stipulated Award and Expungement

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