| 21-00178 | 06/09/2022 | Claimant(s): Paul Sweet IRA
Claimant Lawyers(s): Michael Hill
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Lawton R. Graves
Arbitrator(s): Samuel H. Chorches
Hearing Site: Providence, RI
|  | Expungement |
| 20-04027 | 04/22/2022 | Claimant(s): Albert Epstein IRA
Claimant Lawyers(s): Michael Hill
Respondent(s): Hornor, Townsend & Kent
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Julie K. Chapin, Laura A. Kaster, Melantha K Paige
Hearing Site: Philadelphia, PA
| | Expungement |
| 20-03291 | 02/25/2022 | Claimant(s): Robert Refice IRA
Claimant Lawyers(s): Michael Hill
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Gordon M. Wase, Kathleen Jones Spilker, Joseph Patrick Murphy
Hearing Site: Philadelphia, PA
| | Expungement |
| 20-03407 | 02/02/2022 | Claimant(s): Joseph McCormick IRA
Claimant Lawyers(s): Michael Hill
Respondent(s): USA Financial Securities Corporation
Respondent Lawyers(s): Samuel E. Cohen
Arbitrator(s): Julian F. Santos, Linda J. Baer, Clifford Jacob Pritchard
Hearing Site: Wilmington, DE
| | Expungement |
| 20-03751 | 01/14/2022 | Claimant(s): Elizabeth Baucom, Richard Baucom, Richard Baucom IRA
Claimant Lawyers(s): Michael Hill
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Guillermo L. Bosch, Mary L. Sims, Louis P. Wagman
Hearing Site: Philadelphia, PA
| | Dismissed by Rule 12206 |
| 21-00393 | 01/07/2022 | Claimant(s): John Mustillo
Claimant Lawyers(s): Michael Hill
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Irisa Chen
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Jersey City, NJ
| | Expungement |
| 21-00074 | 12/29/2021 | Claimant(s): Xiujuan Zhu Roth IRA, Zhiming Lu Roth IRA
Claimant Lawyers(s): Michael Hill
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Greg Curley
Arbitrator(s): Adam Michael Porter
Hearing Site: Denver, CO
| | $30,225 |
| 21-00313 | 12/02/2021 | Claimant(s): Daniel Massry, Iris Massry, Isaac Massry, Linda Massry, Marilyn Massry, Mark Massry, Rochelle Massry, Danmas
Claimant Lawyers(s): Michael Hill
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Robert E. Anderson, Sam Antar, Martin R. Cramer
Hearing Site: Jersey City, NJ
| | Expungement |
| 20-03126 | 11/18/2021 | Claimant(s): James Freund, IRA
Claimant Lawyers(s): Michael Hill
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Leonard Arthur Nelson, Sally J. Wiggins, Maxwell Charles Livingston
Hearing Site: Milwaukee, WI
| | $0 |
| 20-03743 | 04/05/2021 | Claimant(s): Gary Ecenbarger Roth IRA, Kathy Ecenbarger Roth IRA, Gary G. Ecenbarger Revocable Trust
Claimant Lawyers(s): Michael Hill
Respondent(s): H. Beck.
Respondent Lawyers(s): Richard A. D'Amura
Arbitrator(s): Jeffry M. Bauer, Mark L Miller, Jonathan B. Gilbert
Hearing Site: Indianapolis, IN
| | Dismissed by Rule 12206 |
