| 18-02999 | 03/26/2019 | Claimant(s): Mark Maller
Claimant Lawyers(s): Jonathan D Kaney
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Steven Gerard Goerke, Barry David Thorpe, Howard L. Conklin
Hearing Site: Boca Raton, FL
| | |
| 18-03036 | 02/26/2019 | Claimant(s): William Isaacson
Claimant Lawyers(s): Harris Freedman
Respondent(s): Independent Financial Group., Quick & Reilly.
Respondent Lawyers(s): Joel M. Everest, Sarah J. Kreisman
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL
| | |
| 18-02813 | 02/20/2019 | Claimant(s): Dean Paugh
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Harvey R. Linder
Hearing Site: Birmingham, AL
| | |
| 18-02665 | 02/06/2019 | Claimant(s): James Shawver
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Independent Financial Group.
Respondent Lawyers(s): Joel M. Everest, Sarah J. Kreisman
Arbitrator(s): Monroe Mitchel
Hearing Site: Boca Raton, FL
| | |
| 18-00414 | 01/18/2019 | Claimant(s): Michael Halperin
Claimant Lawyers(s): Michael Bessette
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Bruce K. Isenberg
Hearing Site: Boca Raton, FL
| | |
| 18-02867 | 01/15/2019 | Claimant(s): James Salem
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Earle J. Schwarz
Hearing Site: Birmingham, AL
| | |
| 15-02316 | 08/29/2018 | Claimant(s): Iris Burgos-Rodriguez, Jose Diaz-Burgos, Jose Diaz-Martinez, Nellie Aponte-Flecha
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Guillermo J. Bobonis, Joel M. Everest
Arbitrator(s): David Edward Upton, Debra Black Leo, Ronald L. Goss
Hearing Site: San Juan, PR
|  | $300,000 |
| 16-03603 | 06/07/2018 | Claimant(s): Hugh and Amy (Betty) Mitchell
Claimant Lawyers(s): Charles A McCallum
Respondent(s): Brian Anderson, Raymond James Financial Services., Anderson Pewitt & AssociatesL Financial Holdings., Weybridge Capital Partners, GP
Respondent Lawyers(s): Aaron Furniss, Joel M. Everest, Richard Frankowski
Arbitrator(s): Harry G. Mason, J. Wesley Romine, Roslyn Barbee
Hearing Site: Birmingham, AL
| | Expungement |
| 17-02353 | 05/16/2018 | Claimant(s): Frank Iosso Jr, Marie G. Iosso et al.
Claimant Lawyers(s): Frank Iosso
Respondent(s): Daniel Magier, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Robert E. Anderson, Annamaria Boccia Smith, Morton S. Bunis
Hearing Site: Newark, NJ
| | Expungement |
| 17-00372 | 04/26/2018 | Claimant(s): Terry Watkins, Wanda Watkins
Claimant Lawyers(s): Terry W. Watkins
Respondent(s): James Plaster, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): G. Maynard Green, Lawrence R. Maxwell, J. Wesley Romine
Hearing Site: Birmingham, AL
| | $0 |
