19-03791 | 07/15/2020 | Claimant(s): David Cohen Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Stuart K. Furman, Martin M. Van Luven, Thomas Roe Oldt Hearing Site: Orlando, FL
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19-00490 | 04/20/2020 | Claimant(s): Rachel Niemuth Claimant Lawyers(s): Laura Hallmon Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Dineo Coleman Gary, Dianne Connally Betts, Kenneth Haben Hearing Site: Dallas, TX
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19-02551 | 04/08/2020 | Claimant(s): Kirk Gravelle Claimant Lawyers(s): Nisha S. Wright Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Seth L. Finkel, Gregory S. Tendrich, Rosemarie Ann Jannuzzi Hearing Site: Boca Raton, FL
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19-02547 | 03/02/2020 | Claimant(s): Steven Bonetto Claimant Lawyers(s): John Stewart Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Douglas Earl McLaren Hearing Site: Charlotte, NC
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19-00901 | 11/27/2019 | Claimant(s): Matthew Leone Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY
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19-00390 | 08/29/2019 | Claimant(s): Ron Zimmermann Claimant Lawyers(s): Michael Bessette Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Susan M. Thevenet Hearing Site: Denver, CO
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17-03307 | 02/26/2019 | Claimant(s): Glenn Capel Claimant Lawyers(s): Linda D. Friedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Langfred W. White, Karen A. West, David Josephsohn Hearing Site: Raleigh, NC
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18-01876 | 12/19/2018 | Claimant(s): Isaac Brown Claimant Lawyers(s): Christopher E Thorsen Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Harvey R. Linder Hearing Site: Birmingham, AL
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18-00178 | 12/07/2018 | Claimant(s): Mary Mullin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Susan E. Maloney Hearing Site: Boston, MA
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17-01135 | 05/22/2018 | Claimant(s): Jeffrey Leventhal Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Edward M. Statland Hearing Site: Washington, DC
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