19-01622 | 12/10/2019 | Claimant(s): Thomas Hoover Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Carey, Thomas, Hoover, & Breault. Respondent Lawyers(s): Thomas Hoover Arbitrator(s): Joseph Neal Richardson Hearing Site: Wichita, KS
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18-04332 | 07/25/2019 | Claimant(s): Steven Baumrucker Claimant Lawyers(s): Dochtor Kennedy Respondent(s): HD Vest Investment Services Respondent Lawyers(s): Eric Chartan Arbitrator(s): Joseph Neal Richardson Hearing Site: Wichita, KS
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18-03335 | 04/05/2019 | Claimant(s): David Shoesmith Claimant Lawyers(s): Jennifer Lamirand Respondent(s): Paul Waller Respondent Lawyers(s): Paul Waller Arbitrator(s): Jonathan H. Larson, M W Gear, Robert J. Gregory Hearing Site: Wichita, KS
| | Expungement |
16-02729 | 09/14/2018 | Claimant(s): Linda Manderino, Trustee of Roma Beth Claimant Lawyers(s): Robert L. Gonser Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Donald N. Tolin, Rowland Denman, Susan A. Berson Hearing Site: Wichita, KS
| | Expungement |
16-03277 | 07/28/2017 | Claimant(s): Thomas Kirk Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc., Prudential Equity Group Respondent Lawyers(s): Alan S. Brodherson, W. Preston Martin Arbitrator(s): Mark S. Foster Hearing Site: Wichita, KS
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15-02708 | 01/13/2017 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Gregory M. Starner Respondent(s): Brian Docking, Donald Barry, Jill Docking, Kevin Mcwhorter, Robert W. Baird & Co. Incorporated Respondent Lawyers(s): Jonathan Miller Arbitrator(s): Bill M. Lamoreaux, Bruce Burditt, John R. Loss Hearing Site: Wichita, KS
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16-00021 | 11/28/2016 | Claimant(s): Linda Anthony Claimant Lawyers(s): Jonathan Kurta Respondent(s): MML Investors Services, Voya Financial Advisors. Respondent Lawyers(s): Bryce Benson, William P. Thornton Arbitrator(s): Dale C. Putman, Susan A. Berson, Joseph Neal Richardson Hearing Site: Wichita, KS
| | Expungement |
13-02061 | 08/20/2015 | Claimant(s): Ardalia Criner, Gary Hall, Gina Hall, Helen Sanders, William Sanders Claimant Lawyers(s): Andrew Stoltman Respondent(s): Laura Tedball, Resource Horizons Group LLC Respondent Lawyers(s): David K. Miller, Heidi E. VonderHeide Arbitrator(s): Robert G. Scott, John M. Wehrman, Susan Ann Berson Hearing Site: Wichita, KS
| | Expungement |
14-02053 | 04/06/2015 | Claimant(s): Tamara Collins Claimant Lawyers(s): Tamara J. Collins Respondent(s): LPL Financial LLC, Scott Wilson Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): Robert G. Scott Hearing Site: Wichita, KS
| | $6,631 |
12-00492 | 05/29/2014 | Claimant(s): Bobb Meckenstock Claimant Lawyers(s): Rodney K. Vincent Respondent(s): James Livingston, Scott Romine, National Planning Corporation Respondent Lawyers(s): Ross A. Anderson Arbitrator(s): Thomas B. Phillips, James A. Hayes, Van R. Oliver Hearing Site: Wichita, KS
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