| 18-04332 | 07/25/2019 | Claimant(s): Steven Baumrucker
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): HD Vest Investment Services
Respondent Lawyers(s): Eric Chartan
Arbitrator(s): Joseph Neal Richardson
Hearing Site: Wichita, KS
| | |
| 18-03335 | 04/05/2019 | Claimant(s): David Shoesmith
Claimant Lawyers(s): Jennifer Lamirand
Respondent(s): Paul Waller
Respondent Lawyers(s): Paul Waller
Arbitrator(s): Jonathan H. Larson, M W Gear, Robert J. Gregory
Hearing Site: Wichita, KS
|  | Expungement |
| 16-02729 | 09/14/2018 | Claimant(s): Linda Manderino, Trustee of Roma Beth
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Donald N. Tolin, Rowland Denman, Susan A. Berson
Hearing Site: Wichita, KS
| | Expungement |
| 16-03277 | 07/28/2017 | Claimant(s): Thomas Kirk
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc., Prudential Equity Group
Respondent Lawyers(s): Alan S. Brodherson, W. Preston Martin
Arbitrator(s): Mark S. Foster
Hearing Site: Wichita, KS
| | |
| 15-02708 | 01/13/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory M. Starner
Respondent(s): Brian Docking, Donald Barry, Jill Docking, Kevin Mcwhorter, Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Jonathan Miller
Arbitrator(s): Bill M. Lamoreaux, Bruce Burditt, John R. Loss
Hearing Site: Wichita, KS
| | |
| 16-00021 | 11/28/2016 | Claimant(s): Linda Anthony
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): MML Investors Services, Voya Financial Advisors.
Respondent Lawyers(s): Bryce Benson, William P. Thornton
Arbitrator(s): Dale C. Putman, Susan A. Berson, Joseph Neal Richardson
Hearing Site: Wichita, KS
| | Expungement |
| 13-02061 | 08/20/2015 | Claimant(s): Ardalia Criner, Gary Hall, Gina Hall, Helen Sanders, William Sanders
Claimant Lawyers(s): Andrew Stoltman
Respondent(s): Laura Tedball, Resource Horizons Group LLC
Respondent Lawyers(s): David K. Miller, Heidi E. VonderHeide
Arbitrator(s): Robert G. Scott, John M. Wehrman, Susan Ann Berson
Hearing Site: Wichita, KS
| | Expungement |
| 14-02053 | 04/06/2015 | Claimant(s): Tamara Collins
Claimant Lawyers(s): Tamara J. Collins
Respondent(s): LPL Financial LLC, Scott Wilson
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): Robert G. Scott
Hearing Site: Wichita, KS
| | $6,631 |
| 12-00492 | 05/29/2014 | Claimant(s): Bobb Meckenstock
Claimant Lawyers(s): Rodney K. Vincent
Respondent(s): James Livingston, Scott Romine, National Planning Corporation
Respondent Lawyers(s): Ross A. Anderson
Arbitrator(s): Thomas B. Phillips, James A. Hayes, Van R. Oliver
Hearing Site: Wichita, KS
| | |
| 12-03592 | 05/07/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex M. Komoroski
Respondent(s): David Ouderkirk
Respondent Lawyers(s): David Dean Ouderkirk
Arbitrator(s): Robert G. Scott
Hearing Site: Wichita, KS
| | |
