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FINRA Awards for Thomas Kirk

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0327707/28/2017Claimant(s): Thomas Kirk
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc., Prudential Equity Group
Respondent Lawyers(s): Alan S. Brodherson, W. Preston Martin
Arbitrator(s): Mark S. Foster
Hearing Site: Wichita, KS

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