Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-02835 | 04/10/2019 | Claimant(s): William Lendl Claimant Lawyers(s): Michael Bessette Respondent(s): Edward Jones Respondent Lawyers(s): Todd A. Holleman Arbitrator(s): Richard W. Dissen Hearing Site: Cincinnati, OH | ||
| 18-01373 | 03/13/2019 | Claimant(s): Shannan Denison Claimant Lawyers(s): Michael Bessette Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): John F. Burns Hearing Site: Detroit, MI | ||
| 18-00381 | 03/12/2019 | Claimant(s): James Martin Claimant Lawyers(s): Michael Bessette Respondent(s): Morgan Stanley DW Inc., MSI Financial Services. Respondent Lawyers(s): Eunice Jordan, Jeremy S. Winer Arbitrator(s): Ted M. Rosen Hearing Site: New York, NY | ||
| 18-01990 | 03/12/2019 | Claimant(s): Robert Coleman Claimant Lawyers(s): Michael Bessette Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Richard W. Dissen Hearing Site: Cincinnati, OH | ||
| 17-02461 | 03/08/2019 | Claimant(s): Bradley Glasman Claimant Lawyers(s): Michael Bessette Respondent(s): Prudential Equity Group, Wells Fargo Clearing Services Respondent Lawyers(s): Alan S. Brodherson, Geoffrey S. Beckham Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA | ||
| 18-01101 | 02/19/2019 | Claimant(s): Frank Cuenca Claimant Lawyers(s): Michael Bessette Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Bradley Fishman Arbitrator(s): Robert F. Saint-Aubin Hearing Site: San Diego, CA | ||
| 18-00094 | 02/13/2019 | Claimant(s): Bradley Glasman Claimant Lawyers(s): Michael Bessette Respondent(s): Hilltop Securities Inc. Respondent Lawyers(s): Brandon S. Reif Arbitrator(s): Sterling N. Frost Hearing Site: San Francisco, CA | ||
| 18-00646 | 02/11/2019 | Claimant(s): Thomas Kelly Claimant Lawyers(s): Michael Bessette Respondent(s): Eastbrook Capital Group LLC Respondent Lawyers(s): Edward Sampson Arbitrator(s): Julian F. Santos Hearing Site: New York, NY | ||
| 18-02476 | 02/08/2019 | Claimant(s): Ryan Gordon Claimant Lawyers(s): Michael Bessette Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Neal S. Robb Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 18-01888 | 01/23/2019 | Claimant(s): Michael Ball Claimant Lawyers(s): Michael Bessette Respondent(s): Sentra Securities Corporation Respondent Lawyers(s): Phillip Hofling Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO |