| 19-02747 | 10/30/2020 | Claimant(s): Vincent Luongo
Claimant Lawyers(s): Vincent John Luongo
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Josef Y. Rosen
Arbitrator(s): Barry David Thorpe, S. Ronald Daniels, Everett Scott Youngberg
Hearing Site: Boca Raton, FL
| | |
| 18-02986 | 01/21/2020 | Claimant(s): Arturo Neto
Claimant Lawyers(s): Harris Freedman
Respondent(s): EFG Capital International
Respondent Lawyers(s): Jonathan S. Robbins
Arbitrator(s): Ronald F. Rohe, Michael Lau, Barry David Thorpe
Hearing Site: Miami, FL
| | |
| 18-02999 | 03/26/2019 | Claimant(s): Mark Maller
Claimant Lawyers(s): Jonathan D Kaney
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Steven Gerard Goerke, Barry David Thorpe, Howard L. Conklin
Hearing Site: Boca Raton, FL
| | |
| 18-01718 | 11/12/2018 | Claimant(s): Federico Sanchez
Claimant Lawyers(s): Alise Johnson Henry
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Barry David Thorpe
Hearing Site: Miami, FL
| | |
| 16-02933 | 03/29/2018 | Claimant(s): Nicolette Billings, Estate of Rosemary Seheult
Claimant Lawyers(s): Gregory A. Friedman
Respondent(s): David Gray, Morgan Stanley, Citigroup Global Markets., Gregg Stupinski
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Steven Gerard Goerke, Elena G. Rodriguez, Barry David Thorpe
Hearing Site: Miami, FL
|  | $0 |
| 17-01245 | 12/14/2017 | Claimant(s): Marc Silverman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America., Geneos Wealth Management.
Respondent Lawyers(s): Christina Heller, Michelle M. Atlas
Arbitrator(s): Barry David Thorpe
Hearing Site: Miami, FL
| | |
| 16-02781 | 07/20/2017 | Claimant(s): Patrick Dwyer
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Steven N. Ainbinder, Barry David Thorpe, Keith Robert Santillo
Hearing Site: Miami, FL
| | |
| 16-03355 | 04/03/2017 | Claimant(s): Robin Lapes
Claimant Lawyers(s): Robin M Lapes
Respondent(s): Robert Hunt
Respondent Lawyers(s): Sunai Edwards
Arbitrator(s): Barry David Thorpe
Hearing Site: Miami, FL
| | $18,060 |
| 15-03419 | 02/16/2017 | Claimant(s): Jose Patino
Claimant Lawyers(s): Joseph S. Van de Bogart
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Steven A. Siegel
Arbitrator(s): Barry David Thorpe, Mark A Bilawsky, Bernardo Hevia
Hearing Site: Boca Raton, FL
| | |
| 16-01332 | 02/14/2017 | Claimant(s): Marc Silverman
Claimant Lawyers(s): Carla B. Minckley
Respondent(s): Securities America.
Respondent Lawyers(s): Kevin J. Miller
Arbitrator(s): Jonathan H. Parker, Kimberly A. Gilmour, Barry David Thorpe
Hearing Site: Miami, FL
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