Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02210 | 03/10/2021 | Claimant(s): Beverly Ketel Claimant Lawyers(s): Beverly Marie Ketel Respondent(s): Citizens Securities. Respondent Lawyers(s): William K. Wray Arbitrator(s): Patricia Gatto Hechavarria Hearing Site: Manchester, NH |  | Expungement |
| 20-01980 | 01/25/2021 | Claimant(s): Paul Barry Claimant Lawyers(s): Stephan Louviere Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Robert J. Ambrogi Hearing Site: Manchester, NH | ||
| 20-02042 | 01/14/2021 | Claimant(s): Thomas McWilliams Claimant Lawyers(s): Michael T. Gass Respondent(s): PFS Investments Inc. Respondent Lawyers(s): Adam M. Weaver Arbitrator(s): Jim Geiger, Patrick W. McKeon, John James McGovern Hearing Site: Manchester, NH | ||
| 19-02223 | 02/24/2020 | Claimant(s): Andrew Rocco Claimant Lawyers(s): Stephan Louviere Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Samuel H. Chorches Hearing Site: Manchester, NH | ||
| 19-02185 | 01/16/2020 | Claimant(s): Martin Cunningham Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Noah D. Sorkin Arbitrator(s): John James McGovern Hearing Site: Manchester, NH | ||
| 19-00402 | 10/22/2019 | Claimant(s): Benjamin Brayshaw Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Questar Capital Corporation Respondent Lawyers(s): Jeffrey D. Hedlund Arbitrator(s): Linda J. Baer Hearing Site: Manchester, NH | ||
| 19-00117 | 09/23/2019 | Claimant(s): Craig Moore Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pruco Securities. Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): Hearing Site: Manchester, NH | ||
| 18-03458 | 06/13/2019 | Claimant(s): Robert Robbins Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Wells Fargo Advisors Financial Network, Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman, Nuviah Shirazi Arbitrator(s): Robert S. Hark Hearing Site: Manchester, NH | ||
| 19-00549 | 06/13/2019 | Claimant(s): William Kearney Claimant Lawyers(s): David I. Hantman Respondent(s): Wedbush Securities Inc. Respondent Lawyers(s): Matthew D. Klafter Arbitrator(s): Samuel H. Chorches Hearing Site: Manchester, NH | ||
| 17-03339 | 01/15/2019 | Claimant(s): Cathy Carter Claimant Lawyers(s): Jonathan Kurta Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Brian J. Palmeri Arbitrator(s): Ronald L. Cheney, Steven T. Stern, William Norton Hearing Site: Manchester, NH | | $2,630,140 |