Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01997 | 04/10/2021 | Claimant(s): Glen Ringwall, Mark Manion Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Michael J. Meeusen Hearing Site: Milwaukee, WI | ||
| 20-01474 | 03/24/2021 | Claimant(s): Cynthia Gruchalski Claimant Lawyers(s): Timothy J. Andringa Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Kevin H. Lewis Arbitrator(s): Leon Fox Hearing Site: Milwaukee, WI |  | $35,225 |
| 20-01735 | 01/26/2021 | Claimant(s): John Lynch Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Milwaukee, WI | ||
| 20-01336 | 12/18/2020 | Claimant(s): Kassie Soulek Claimant Lawyers(s): Brian Luther Respondent(s): SII Investments. Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Milwaukee, WI | ||
| 20-01141 | 12/11/2020 | Claimant(s): Steven Hooyman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Baker Tilly Capital Respondent Lawyers(s): Matthew C. Boba Arbitrator(s): Leon Fox Hearing Site: Milwaukee, WI | ||
| 20-02528 | 12/11/2020 | Claimant(s): Manohar Khatri Claimant Lawyers(s): Dana Gloor Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): Jonathan B. Gilbert Hearing Site: Milwaukee, WI | ||
| 20-01094 | 11/18/2020 | Claimant(s): Eric Brown Claimant Lawyers(s): Dochtor Kennedy Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): Trevor Brown Arbitrator(s): Susan L. Walker Hearing Site: Milwaukee, WI | ||
| 20-01631 | 11/17/2020 | Claimant(s): Anne Sapienza Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Susan L. Walker Hearing Site: Milwaukee, WI | ||
| 20-01638 | 11/17/2020 | Claimant(s): Douglas Bray Claimant Lawyers(s): Thomas J. Cahill Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Scott R. Koch Arbitrator(s): Robert J. Scafuri Hearing Site: Milwaukee, WI | ||
| 19-02975 | 08/27/2020 | Claimant(s): Patricia Anderson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa Gworek Arbitrator(s): Michael F. Jordan Hearing Site: Milwaukee, WI |