| 15-02623 | 06/03/2016 | Claimant(s): David Bartelme
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Packerland Brokerage Services.
Respondent Lawyers(s): Daniel A. Hetzel
Arbitrator(s): Gary L. Grolle
Hearing Site: Milwaukee, WI
|  | $0 |
| 16-00375 | 04/01/2016 | Claimant(s): William Peel
Claimant Lawyers(s): Sean Sweeney
Respondent(s): Todd Shanholtzer
Respondent Lawyers(s): Todd Alan Shanholtzer
Arbitrator(s): David E. Jarvis
Hearing Site: Milwaukee, WI
| | $0 |
| 15-01437 | 03/30/2016 | Claimant(s): Kurt Zipp
Claimant Lawyers(s): Kurt William Zipp
Respondent(s): PNC Investments
Respondent Lawyers(s): Gary Lieberman
Arbitrator(s):
Hearing Site: Milwaukee, WI
| | |
| 14-03117 | 03/24/2016 | Claimant(s): Laura Wanta, Thomas Wanta
Claimant Lawyers(s): Thomas J. Wanta
Respondent(s): Wells Fargo Advisors, Mark Heinen, First Clearing
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s):
Hearing Site: Milwaukee, WI
| | Expungement |
| 14-00209 | 11/19/2015 | Claimant(s): James Hammes
Claimant Lawyers(s): Deanna Besbekos
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Terry F. Peppard, William B. Ross, Gerald J. Thain
Hearing Site: Milwaukee, WI
| | Expungement |
| 15-00421 | 10/30/2015 | Claimant(s): Randall Adamowicz
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Anastasios Belesis, Basil Christakos, Don Torrillo, Francis Mitchell, Franz Lambert, Joseph Dimauro, Clark Dodge & Co..
Respondent Lawyers(s): Amal S. Amin, Anthony C. Varbero, Brian J. Davis, Francis G. Mitchell
Arbitrator(s): Stephen C. Esposito
Hearing Site: Milwaukee, WI
| | $0 |
| 13-02930 | 09/24/2015 | Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Christopher Cochrane, Donald Slye
Respondent Lawyers(s): Christopher S. Griesmeyer
Arbitrator(s): Michael F. Jordan, Dennis M. Selby, Laura Anne Lamberg
Hearing Site: Milwaukee, WI
| | |
| 14-01354 | 08/26/2015 | Claimant(s): Randall Sawicki
Claimant Lawyers(s): Stephen L. Morgan
Respondent(s): Roric Griffith
Respondent Lawyers(s): Bryan G. Shumann
Arbitrator(s): Leon Fox
Hearing Site: Milwaukee, WI
| | $0 |
| 15-00655 | 08/10/2015 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Steven Satter
Respondent(s): Peter Reinhart
Respondent Lawyers(s): Peter Reinhart
Arbitrator(s): Jerry D. Mc Cormack
Hearing Site: Milwaukee, WI
| | |
| 14-01703 | 08/07/2015 | Claimant(s): Betty Fischer, Herbert Fischer
Claimant Lawyers(s): John J. Muldoon
Respondent(s): Daniel Micha, RBC Capital Markets LLC
Respondent Lawyers(s): Patrick J. Howley
Arbitrator(s): Joseph D. Vu
Hearing Site: Milwaukee, WI
| | $300 |
