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FINRA Awards for James Hammes

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0020911/19/2015Claimant(s): James Hammes
Claimant Lawyers(s): Deanna Besbekos
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Terry F. Peppard, William B. Ross, Gerald J. Thain
Hearing Site: Milwaukee, WI
Checkmark IconExpungement

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