| 20-00120 | 08/20/2020 | Claimant(s): Terance Power
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA
| | $0 |
| 20-00356 | 08/20/2020 | Claimant(s): Mark Williams
Claimant Lawyers(s): Audette Paul Morales
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
| | $0 |
| 19-03757 | 08/17/2020 | Claimant(s): Matthew Lum
Claimant Lawyers(s): Michael Bessette
Respondent(s): Girard Securities.
Respondent Lawyers(s): Jeremy C. Wooden
Arbitrator(s): Gregory Douglas Stone
Hearing Site: Los Angeles, CA
| | $0 |
| 19-03124 | 08/10/2020 | Claimant(s): Irma L. Castrova
Claimant Lawyers(s): Robert B. Volynsky
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Robert Rosen, Milton N. Gross, Walter Thompson
Hearing Site: Los Angeles, CA
|  | $0 |
| 17-00237 | 08/06/2020 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Eugene Small
Respondent(s): John Uriostegui, Rod Nakamoto
Respondent Lawyers(s): Leonard Steiner
Arbitrator(s): Ronald L. Cameron, Michael M. Hachigian, Marc S. Joseph
Hearing Site: Los Angeles, CA
| | $0 |
| 19-03840 | 07/21/2020 | Claimant(s): Lam Thai
Claimant Lawyers(s): Lam Thai
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA
| | $0 |
| 19-02983 | 07/14/2020 | Claimant(s): Robert Daly
Claimant Lawyers(s): Julie Z. Kimball
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s):
Hearing Site: Los Angeles, CA
| | $0 |
| 19-02981 | 07/13/2020 | Claimant(s): Brenda Rossman
Claimant Lawyers(s): Adam Gana
Respondent(s): Investment Architects.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Mark Alan Sevigny, Gregory Douglas Stone, Carolyn Renee Payne
Hearing Site: Los Angeles, CA
| | $0 |
| 19-03319 | 07/07/2020 | Claimant(s): Aaron Clark
Claimant Lawyers(s): Russell Chapman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA
| | $0 |
| 19-00244 | 07/07/2020 | Claimant(s): Eldar Brodski Zardinvsky, Ester Brodski, Ruben Brodski, Yehonathan Brodski, Eb Books, Eb Design, Eb Imports, Eb Online, Eldar Brodski Inc., Lazdar, Ruben Brodski., Valley West Realty., Y Capital Advisors
Claimant Lawyers(s): David B Gordon
Respondent(s): Citigroup Global Markets., Canaccord Genuity LLC, Citadel Securities LLC, Citi Order Routing And Execution, G1 Execution Services, Virtu Americas LLC
Respondent Lawyers(s): Adam M. Kauff, John A. Vassallo, Joshua D. Liston, Michael V. Rella, Nicholas M. Gross
Arbitrator(s): Joseph C. Watson, James Warnick Coupe, Aaron Nathan Shechet
Hearing Site: Los Angeles, CA
| | $0 |
