17-01270 | 11/20/2017 | Claimant(s): Waddell & Reed Claimant Lawyers(s): Lindsay E. Wuller Respondent(s): Roberto Montano Respondent Lawyers(s): Roberto Montano Arbitrator(s): Leonard Arthur Nelson Hearing Site: Chicago, IL
| | |
16-02235 | 10/16/2017 | Claimant(s): Helen Luca, Robert McCluskey Claimant Lawyers(s): Eric J. Sussman Respondent(s): Christine Mallul, David A. Noyes & Company Respondent Lawyers(s): Christine Catherine Mallul, Robert L. Cram Arbitrator(s): Michael S. Matek, Leonard Arthur Nelson, Bradley Howard Wulfsohn Hearing Site: Chicago, IL
| | $0 |
16-02966 | 05/05/2017 | Claimant(s): The Estate of Helen Nottingham Claimant Lawyers(s): John J. Muldoon Respondent(s): Fifth Third Securities., Kevin Benjamin Respondent Lawyers(s): Christen M. Steimle Arbitrator(s): Leonard Arthur Nelson Hearing Site: Chicago, IL
| | $0 |
15-01457 | 04/20/2017 | Claimant(s): Richard Eslich Claimant Lawyers(s): Hugh D. Berkson Respondent(s): Primesolutions Securities. Respondent Lawyers(s): Karl E. May Arbitrator(s): Jeffrey M. Bain, Leonard Arthur Nelson, Robert M Lustig Hearing Site: Cleveland, OH
| | Stipulated Award |
14-01127 | 02/24/2015 | Claimant(s): Michael Strathman Claimant Lawyers(s): Adam M. Green Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): Leonard Arthur Nelson Hearing Site: Chicago, IL
| | $0 |
13-00893 | 12/20/2013 | Claimant(s): John Lehman Claimant Lawyers(s): John E. Lehman Respondent(s): Jack Pankau, Patrick Read, ITG Derivatives LLC Respondent Lawyers(s): Patrick Chi Arbitrator(s): Leonard Arthur Nelson Hearing Site: Milwaukee, WI
| | $0 |
12-03102 | 12/06/2013 | Claimant(s): Michael Pall Claimant Lawyers(s): Nancy L. Hendrickson Respondent(s): David A. Noyes & Company Respondent Lawyers(s): Carrie A. Durkin Arbitrator(s): Thomas F. Ryan, Leonard Arthur Nelson Hearing Site: Chicago, IL
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11-03457 | 05/28/2013 | Claimant(s): Abbe Heller, Howard Diamond Claimant Lawyers(s): Laurence M. Landsman Respondent(s): David Boudreau, UBS Financial Services Inc. Respondent Lawyers(s): Angela A. Turiano Arbitrator(s): Theodore L. Leeb, Leonard Arthur Nelson, Olusola Olayinka Oyeyemi Hearing Site: Chicago, IL
| | Expungement |
11-01073 | 10/05/2012 | Claimant(s): John Mattinen, Lucy Mattinen Claimant Lawyers(s): Steven J. Rotunno Respondent(s): Krittibas Ray, White Pacific Securities. Respondent Lawyers(s): Krittibas Ray, Patrick Baldwin Arbitrator(s): Ray J. Grzebielski, Renan I. Sugarman, Leonard Arthur Nelson Hearing Site: Chicago, IL
| | $200,000 |
10-04649 | 12/22/2011 | Claimant(s): The Estate of Theodore M. Krizman Claimant Lawyers(s): Richard B. Fosher Respondent(s): CFD Investments. Respondent Lawyers(s): Andrew J. Dorman Arbitrator(s): G. Donald Steel, Judith Ann Estabrook Shepard, Leonard Arthur Nelson Hearing Site: Indianapolis, IN
| | $0 |