Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00996 | 09/17/2020 | Claimant(s): Joshua Garrett Claimant Lawyers(s): Harris Freedman Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Edward R. Niederriter Hearing Site: Boca Raton, FL | ||
| 19-03166 | 08/21/2020 | Claimant(s): David Himich Claimant Lawyers(s): Harris Freedman Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail D. Elrod Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | ||
| 20-00421 | 08/19/2020 | Claimant(s): Katie Buck Claimant Lawyers(s): Harris Freedman Respondent(s): H. Beck. Respondent Lawyers(s): Matt Winterhalter Arbitrator(s): Arocles Aguilar Hearing Site: Honolulu, HI | ||
| 20-00196 | 08/18/2020 | Claimant(s): Dale Cebert Claimant Lawyers(s): Harris Freedman Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Mauricio Arcadier Hearing Site: Orlando, FL | ||
| 19-02598 | 07/23/2020 | Claimant(s): Mitchell Walk Claimant Lawyers(s): Harris Freedman Respondent(s): Kestra Investment Services, Llc Respondent Lawyers(s): Richard D'Amura Arbitrator(s): Martin M. Van Luven Hearing Site: Orlando, FL | ||
| 19-03092 | 06/15/2020 | Claimant(s): Stephen Overton Claimant Lawyers(s): Harris Freedman Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Martin M. Van Luven Hearing Site: Tampa, FL | ||
| 19-02555 | 06/01/2020 | Claimant(s): Michael Cowan Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Advisors Financial Network, Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff, Demian J. Betz Arbitrator(s): Leslie L. Cooney Hearing Site: Boca Raton, FL | ||
| 19-00217 | 04/28/2020 | Claimant(s): Clayton Shum Claimant Lawyers(s): Harris Freedman Respondent(s): First Midwest Securities. Respondent Lawyers(s): David Nevinski Arbitrator(s): Michael Lancaster Garcia Hearing Site: San Francisco, CA | ||
| 19-02390 | 04/14/2020 | Claimant(s): Shon Flaharty Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL | ||
| 19-02324 | 03/23/2020 | Claimant(s): David Vigil Claimant Lawyers(s): Harris Freedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Brian Michael Kane Hearing Site: Jacksonville, FL |