Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01003 | 10/09/2020 | Claimant(s): Rodger Shay Claimant Lawyers(s): Harris Freedman Respondent(s): Austin Atlantic Capital Inc. Respondent Lawyers(s): Kevin A. Rowe Arbitrator(s): James W. Geiger Hearing Site: Boca Raton, FL | ||
| 19-03113 | 10/07/2020 | Claimant(s): Matthew Yonally Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Michael Harrison Hearing Site: Los Angeles, CA | ||
| 20-00666 | 10/05/2020 | Claimant(s): Lawrence Breen Claimant Lawyers(s): Harris Freedman Respondent(s): VSR Financial Services. Respondent Lawyers(s): David Feldstein Arbitrator(s): Stuart K. Furman Hearing Site: Orlando, FL | ||
| 20-00197 | 09/24/2020 | Claimant(s): Dale Cebert Claimant Lawyers(s): Harris Freedman Respondent(s): National Planning Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
| 20-00449 | 09/18/2020 | Claimant(s): Frankie Brin Claimant Lawyers(s): Harris Freedman Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Gail E. Sasnett Hearing Site: Orlando, FL | ||
| 20-00996 | 09/17/2020 | Claimant(s): Joshua Garrett Claimant Lawyers(s): Harris Freedman Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Edward R. Niederriter Hearing Site: Boca Raton, FL | ||
| 19-03166 | 08/21/2020 | Claimant(s): David Himich Claimant Lawyers(s): Harris Freedman Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail D. Elrod Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | ||
| 20-00421 | 08/19/2020 | Claimant(s): Katie Buck Claimant Lawyers(s): Harris Freedman Respondent(s): H. Beck. Respondent Lawyers(s): Matt Winterhalter Arbitrator(s): Arocles Aguilar Hearing Site: Honolulu, HI | ||
| 20-00196 | 08/18/2020 | Claimant(s): Dale Cebert Claimant Lawyers(s): Harris Freedman Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Mauricio Arcadier Hearing Site: Orlando, FL | ||
| 19-02598 | 07/23/2020 | Claimant(s): Mitchell Walk Claimant Lawyers(s): Harris Freedman Respondent(s): Kestra Investment Services, Llc Respondent Lawyers(s): Richard D'Amura Arbitrator(s): Martin M. Van Luven Hearing Site: Orlando, FL |