FINRA Awards for Austin Atlantic Capital Inc.

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-01003	10/09/2020	Claimant(s): Rodger Shay Claimant Lawyers(s): Harris Freedman Respondent(s): Austin Atlantic Capital Inc. Respondent Lawyers(s): Kevin A. Rowe Arbitrator(s): James W. Geiger Hearing Site: Boca Raton, FL