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FINRA Awards for Harris Freedman

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Displaying 101-110 out of 187 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0264005/28/2021Claimant(s): Andrew Costa
Claimant Lawyers(s): Harris Freedman
Respondent(s): G.F. Investment Services
Respondent Lawyers(s): Larry W. Yager
Arbitrator(s): Monroe Mitchel
Hearing Site: Boca Raton, FL
20-0286205/28/2021Claimant(s): Brian Peardon
Claimant Lawyers(s): Harris Freedman
Respondent(s): ProEquities.
Respondent Lawyers(s): Kathryn Roe Eldridge
Arbitrator(s): William W. Haskell
Hearing Site: San Francisco, CA
20-0295505/24/2021Claimant(s): William Tomes
Claimant Lawyers(s): Harris Freedman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Martin M. Van Luven
Hearing Site: Jacksonville, FL
20-0269305/17/2021Claimant(s): Travis Jennings
Claimant Lawyers(s): Harris Freedman
Respondent(s): Dempsey Lord Smith
Respondent Lawyers(s): Joel R. Beck
Arbitrator(s): Martin M. Van Luven
Hearing Site: Tampa, FL
20-0269505/14/2021Claimant(s): Todd Trusso
Claimant Lawyers(s): Harris Freedman
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novolesky
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
19-0330305/10/2021Claimant(s): Eric Silvestre
Claimant Lawyers(s): Harris Freedman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
20-0283505/07/2021Claimant(s): Mark Picchi
Claimant Lawyers(s): Harris Freedman
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Richard R. Logsdon
Hearing Site: Tampa, FL
20-0294004/23/2021Claimant(s): Michael Gisonda
Claimant Lawyers(s): Harris Freedman
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Richard F. Lubarsky
Arbitrator(s): Gloria O. North
Hearing Site: Boca Raton, FL
20-0278604/13/2021Claimant(s): Kristopher Flammang
Claimant Lawyers(s): Harris Freedman
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Karl A. Vogeler
Hearing Site: Tampa, FL
20-0293904/12/2021Claimant(s): Christine Kelley
Claimant Lawyers(s): Harris Freedman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Thomas J. Patka
Hearing Site: Tampa, FL

187 Results

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