| 16-01442 | 03/21/2017 | Claimant(s): Alice Hedberg
Claimant Lawyers(s): Alice L. Hedberg
Respondent(s): Torsten Holmes, Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Pamela H. Roderick, Anthony Michael Sabino, Lisa Catalano
Hearing Site: New York, NY
|  | $0 |
| 16-01552 | 01/24/2017 | Claimant(s): Barbara Doran
Claimant Lawyers(s): Barbara L Doran
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Larry A. Kimmel, Pamela H. Roderick, Joan M. Traub
Hearing Site: New York, NY
| | |
| 15-01906 | 09/23/2016 | Claimant(s): Mario Marelli, Sara Lord
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Morgan Stanley, Michael Glovas
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Pamela H. Roderick, Leslie Ruth Nydick, Veronica Ann Williams
Hearing Site: New York, NY
| | $300 |
| 12-03992 | 11/12/2014 | Claimant(s): Nicholas Owoyemi
Claimant Lawyers(s): Nicholas Adelani Owoyemi
Respondent(s): Merrimac Corporate Securities.
Respondent Lawyers(s): Bob Nash
Arbitrator(s): Pamela H. Roderick, James N. Baxter, Elizabeth Elster Granville
Hearing Site: New York, NY
| | |
| 13-00264 | 07/24/2014 | Claimant(s): Norma Peters and Craig Shields
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Pamela H. Roderick, Sandra J. Mullings, Joseph I. Liebman
Hearing Site: New York, NY
| | Expungement |
| 12-03881 | 03/18/2014 | Claimant(s): Barton Waxman, Dorothy Waxman
Claimant Lawyers(s): Seth Huberman
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): Pamela H. Roderick, Angela Lourdes Ortiz
Hearing Site: New York, NY
| | Expungement |
| 12-02707 | 10/16/2013 | Claimant(s): Christina Brancati
Claimant Lawyers(s): Marc Fitapelli
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stefanie M. Wayco
Arbitrator(s): Fred S. Pieroni, Pamela H. Roderick, Harrison Johnson
Hearing Site: New York, NY
| | Expungement |
| 11-03049 | 08/16/2013 | Claimant(s): Monica Sidaoui
Claimant Lawyers(s): Mark David Hunter
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Thomas Briody
Arbitrator(s): Pamela H. Roderick, Ann Pinciss Berman, Lori H. Carena
Hearing Site: New York, NY
| | Expungement |
| 12-03685 | 05/22/2013 | Claimant(s): Robert Ceresa
Claimant Lawyers(s): Aaron Taishoff
Respondent(s): Blaylock Robert Van
Respondent Lawyers(s): Abe Lampart
Arbitrator(s): Pamela H. Roderick
Hearing Site: New York, NY
| | |
| 11-00508 | 10/19/2012 | Claimant(s): Michael Pascazi
Claimant Lawyers(s): Michael S. Pascazi
Respondent(s): Citigroup Global Markets., Morgan Stanley, Richard Divenuto, Salomon Smith Barney Inc.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Pamela H. Roderick, Allan E. Johnson, Richard Gee
Hearing Site: New York, NY
| | Expungement |
