| 21-02677 | 04/27/2022 | Claimant(s): Rusty Hood
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Transamerica Financial Advisors.
Respondent Lawyers(s): Susan D. Duff
Arbitrator(s): Neil S. Jasper
Hearing Site: Los Angeles, CA
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| 21-02124 | 04/25/2022 | Claimant(s): Mearu Takatsu
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Wells Fargo Investments, TD Ameritrade., Citicorp Investment Services
Respondent Lawyers(s): Adam Kauff, Bryce Cullinane, Valerie Holder
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
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| 21-02478 | 04/08/2022 | Claimant(s): Ranjit Bahadur
Claimant Lawyers(s): Stephan Louviere
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Rochelle Mayfield
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
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| 21-02366 | 04/01/2022 | Claimant(s): James Davis
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Securities America., Centaurus Financial.
Respondent Lawyers(s): Gregory M. Curley, Michael West
Arbitrator(s): William W. Haskell
Hearing Site: San Francisco, CA
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| 21-02082 | 03/25/2022 | Claimant(s): Manfred Kanther
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Philadelphia, PA
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| 21-01745 | 02/28/2022 | Claimant(s): Dax Williamson
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Wells Fargo Advisors Financial Network, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Geoffrey S. Beckham, Katelyn H. Wilson
Arbitrator(s): Thomas D. Reese
Hearing Site: San Francisco, CA
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| 21-01907 | 02/23/2022 | Claimant(s): James Boyer
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Key Investment Services LLC
Respondent Lawyers(s): Andrew P. Karamouzis
Arbitrator(s): Stuart M. Schwartz
Hearing Site: Albany, NY
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| 21-01781 | 02/18/2022 | Claimant(s): Donald Albach
Claimant Lawyers(s): Stephan Louviere
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Joan M. Traub
Hearing Site: Jersey City, NJ
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| 21-02277 | 02/14/2022 | Claimant(s): Jeffrey Rosenblum
Claimant Lawyers(s): Stephan Louviere
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Leyla Bari
Arbitrator(s): Jeffrey Alan Helewitz
Hearing Site: Jersey City, NJ
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| 21-01170 | 11/24/2021 | Claimant(s): Sanjay Beach
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Tracy L. Allen
Hearing Site: Cleveland, OH
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