21-02962 | 08/05/2022 | Claimant(s): Jeffrey Gollehon Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Carl E. Ver Beek Hearing Site: Cleveland, OH
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20-01604 | 07/01/2022 | Claimant(s): Gerald Fallon Claimant Lawyers(s): Jeffrey S. Moeller Respondent(s): Ernest Mishne, Oppenheimer & Co.., Tom Thacker Respondent Lawyers(s): Donald Corbett Arbitrator(s): Michael L. Fortney, Dennis S. Medica, CPA, Ronald Edward Alexander Hearing Site: Cleveland, OH
| | $220,352 |
21-02938 | 06/09/2022 | Claimant(s): Kenneth Wise Claimant Lawyers(s): Anthony J. Borrelli Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Charlotte S. Wolfe Arbitrator(s): Joseph Edelstein, William M. Azkoul, John C. Aten Hearing Site: Cleveland, OH
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18-03388 | 05/12/2022 | Claimant(s): Todd Kalish Claimant Lawyers(s): Jason A. Archinaco Respondent(s): Morgan Stanley Respondent Lawyers(s): H. Nicholas Berberian Arbitrator(s): Jeffrey M. Bain, Karl Strohbehn, Marshall Alton Bennett Hearing Site: Cleveland, OH
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21-01967 | 03/29/2022 | Claimant(s): Andrew Miller, Karl Schlabach Claimant Lawyers(s): Brian Luther Respondent(s): The O.N Equity Sales Company Respondent Lawyers(s): Mark E. Elsener Arbitrator(s): Gary B. Deutsch Hearing Site: Cleveland, OH
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20-03596 | 02/22/2022 | Claimant(s): Sherita Booker Claimant Lawyers(s): Sherita Quana Booker Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Kathryn B. Rockwood Arbitrator(s): Richard W. Dissen, Eileen B. Vernon, Karl Strohbehn Hearing Site: Cleveland, OH
| | $0 |
20-00743 | 02/17/2022 | Claimant(s): Gary Kovach Claimant Lawyers(s): John A. Hubbard Respondent(s): Kovack Securities Inc, Brian Kovack Respondent Lawyers(s): Debra A. Jenks Arbitrator(s): Jeffrey M. Bain, Peggy Foley Jones, Kevin Brodar Hearing Site: Cleveland, OH
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21-01170 | 11/24/2021 | Claimant(s): Sanjay Beach Claimant Lawyers(s): Stephan Louviere Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Tracy L. Allen Hearing Site: Cleveland, OH
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19-00440 | 10/12/2021 | Claimant(s): Sheila Schwartz Claimant Lawyers(s): David P. Meyer Respondent(s): Thomas McDonald, McDonald Partners. Respondent Lawyers(s): Michael A. Gross Arbitrator(s): James Dale Ellis, Carol Jean Bader, Kevin Brodar Hearing Site: Cleveland, OH
| | $360,000 |
19-03592 | 10/04/2021 | Claimant(s): Sagepoint Financial. Claimant Lawyers(s): Mitch Deane Respondent(s): Leo Rosner Respondent Lawyers(s): Mark L. Kowalsky Arbitrator(s): Robert J. Scafuri Hearing Site: Cleveland, OH
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