| 12-04093 | 07/08/2015 | Claimant(s): Henry Zachs
Claimant Lawyers(s): John M. Magliery
Respondent(s): Albert Dishner, Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Allan N. Taffet
Arbitrator(s): Leah G. Rabinowitz, Sandra Gale Behrle, Gayle S. Sanders
Hearing Site: New York, NY
|  | $0 |
| 12-02755 | 07/17/2014 | Claimant(s): Alberto Herz, Rosa Benedetti, Rosalba Capital, LTD
Claimant Lawyers(s): Lance C. Arney
Respondent(s): Javier Naselli, Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Seth L. Finkel, Michael P. Schiff, Harry Albirt
Hearing Site: Miami, FL
| | Expungement |
| 13-00501 | 07/11/2014 | Claimant(s): Elizabeth Krinick
Claimant Lawyers(s): August Iorio
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Edwin A. Zipf
Arbitrator(s): Mitchell S. Friedman, Laura Carraher, Yvette Strong
Hearing Site: New York, NY
| | Expungement |
| 13-00458 | 04/04/2014 | Claimant(s): Credit Suisse Securities (USA) LLC
Claimant Lawyers(s): Ted Poretz
Respondent(s): Kamil Blaszczak, Full Spectrum Funding LLC
Respondent Lawyers(s): John A. Dalley
Arbitrator(s): Vicki Z. Holleman, Robert S. Getman, Barbara Antonello Mentz
Hearing Site: New York, NY
| | $0 |
| 11-04043 | 11/07/2013 | Claimant(s): Credit Suisse Securities (USA) LLC
Claimant Lawyers(s): Edwin A. Zipf
Respondent(s): CRL Management
Respondent Lawyers(s): Daniel S. Newman
Arbitrator(s): Michael Lau, Richard S. Zaifert, Guillermo A. Gleizer
Hearing Site: Miami, FL
| | $0 |
| 11-01506 | 11/21/2012 | Claimant(s): Helen D. Ross, FBO IRA, Ronald J. Ross, MD FBO IRA
Claimant Lawyers(s): Michael Kalmus
Respondent(s): Christopher Prassas, Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Ellen Sessions
Arbitrator(s): Stan West, Michael J. Quarequio, David Gerber
Hearing Site: Boca Raton, FL
| | Expungement |
| 10-03544 | 11/02/2011 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): William B. Fleming
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Allan N. Taffet
Arbitrator(s): Larry A. Kimmel, Maive R. Dale, Michael Ross
Hearing Site: New York, NY
| | |
| 09-02545 | 08/12/2011 | Claimant(s): Michael Ghanadian
Claimant Lawyers(s): Russell C. Weigel
Respondent(s): Credit Suisse Securities (USA) LLC, Swiss American Securities Inc.
Respondent Lawyers(s): Allan N. Taffet, Joshua Klein
Arbitrator(s): David S. Billet, Orestes J. Mihaly, Carol Di Natale
Hearing Site: New York, NY
| | $0 |
| 10-03091 | 05/04/2011 | Claimant(s): Dalton Investments LLC
Claimant Lawyers(s): Jeffrey Wittenberg
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Renee M. Zaytsev
Arbitrator(s): Thomas E. Shuck, Robert J. Ruben, George Frederick Garris
Hearing Site: Los Angeles, CA
| | $250,000 |
| 09-02906 | 04/08/2011 | Claimant(s): Jay Raubvogel, Seymour Raubvogel, M. Raubvogel Co. Inc. Trust
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Allan N. Taffet
Arbitrator(s): James D. McDonald, Randy R. Freedman, Steven G. Montesi
Hearing Site: Boca Raton, FL
| | $766,935 |
