| 09-05316 | 04/17/2013 | Claimant(s): Shahin Aarabi
Claimant Lawyers(s): Mark T. Hiraide
Respondent(s): Ameriprise Financial Services., Yousef Jamshidipour
Respondent Lawyers(s): David L. Casterline, Matthew D. Klafter
Arbitrator(s): Edward A. Trabin, Linda L. Drummond, Milton N. Gross
Hearing Site: Los Angeles, CA
|  | $82,656 |
| 12-00511 | 04/16/2013 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Gerry Giurato
Respondent(s): Paul Renard
Respondent Lawyers(s): Steve Ferris
Arbitrator(s): G. Gale Roberson, Donald V. Anderson, Donald E. Sorensen
Hearing Site: Milwaukee, WI
| | |
| 11-02639 | 04/12/2013 | Claimant(s): Floyd Matheney, Mary Matheney, Floyd Matheney IRA, Mary Matheney IRA
Claimant Lawyers(s): David Liebrader
Respondent(s): Ameriprise Financial Services., Matthew Fournier
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): William C. Turner, Melvin S. Feldman, William Ogburn Huggins
Hearing Site: Las Vegas, NV
| | Expungement |
| 12-03595 | 04/09/2013 | Claimant(s): Catherine Haas
Claimant Lawyers(s): Catherine Haas
Respondent(s): Ameriprise Financial Services., John Hughes
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Alun Hywel Jones
Hearing Site: Augusta, ME
| | $19,879 |
| 11-03693 | 04/09/2013 | Claimant(s): Christine Erickson, William Erickson
Claimant Lawyers(s): John R. Kiefner
Respondent(s): Ameriprise Financial Services., Lance Becatti
Respondent Lawyers(s): Geddes D. Anderson
Arbitrator(s): Edith N. Dinneen, Deborah J. Powell, Andrea Bailey
Hearing Site: Tampa, FL
| | $0 |
| 12-03398 | 04/05/2013 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Dylan Grayson
Respondent Lawyers(s): Dylan Patrick Grayson
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
| | |
| 12-02563 | 03/18/2013 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Lisa Seran
Respondent Lawyers(s): Scott Greenwood-Meinert
Arbitrator(s): Edwin C. Shiver
Hearing Site: San Francisco, CA
| | |
| 09-00883 | 03/15/2013 | Claimant(s): John Beland and Elaine Beland, John Beland as TTEE of the Floyd and
Claimant Lawyers(s): David A. Genelly
Respondent(s): Ameriprise Financial Services., Ronald Miller
Respondent Lawyers(s): Geddes D. Anderson
Arbitrator(s): Robert L. Agusto, Steven P. Gomberg, Michael I. White
Hearing Site: Chicago, IL
| | Expungement |
| 10-02588 | 03/13/2013 | Claimant(s): Wanda Sears
Claimant Lawyers(s): Lisia L. Leon
Respondent(s): Ameriprise Financial Services., Janet Vandenbark, Richard Zue
Respondent Lawyers(s): Edward B. Magarian
Arbitrator(s): Stuart H. Dunn, Dawn H. DeHart, Michelle Diane Harrington
Hearing Site: Richmond, VA
| | |
| 11-03766 | 03/08/2013 | Claimant(s): Lavaughn Boston, Mary Boston
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Amy Fuchs, Deborah Perry, Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): A. Ronald Tonks, Arthur L. Tepper, Enrico A. Mazzoli
Hearing Site: Nashville, TN
| | Expungement |
