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FINRA Awards for Lisa Seran

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0256303/18/2013Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Lisa Seran
Respondent Lawyers(s): Scott Greenwood-Meinert
Arbitrator(s): Edwin C. Shiver
Hearing Site: San Francisco, CA

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