Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-00928 | 09/06/2013 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Timothy N. Will Respondent(s): James Henning Respondent Lawyers(s): James Henning Arbitrator(s): Ann Blaess Kimball Hearing Site: Dallas, TX | ||
| 13-00829 | 08/29/2013 | Claimant(s): Fred Bauries IRA Claimant Lawyers(s): T. John Kirk Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Susan E. Sheely Arbitrator(s): Julian F. Santos Hearing Site: New York, NY |  | $25,518 |
| 13-00290 | 08/21/2013 | Claimant(s): Celine Derunes, Franck Derunes Claimant Lawyers(s): Mark E. Maddox Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Edward Walton Arbitrator(s): Jeffrey L. Gaffney Hearing Site: San Diego, CA | | $18,488 |
| 12-01481 | 08/13/2013 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Paul T. Cahill Respondent(s): Jay Golden Respondent Lawyers(s): Curtis Carlson Arbitrator(s): Gloria O. North, Mark I. Roth, Andrew R. Present Hearing Site: Ft. Lauderdale, FL | ||
| 12-01844 | 08/05/2013 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward Walton Respondent(s): John Chamblee Respondent Lawyers(s): John David Chamblee Arbitrator(s): Robert A. Dean Hearing Site: Atlanta, GA | ||
| 12-00841 | 07/03/2013 | Claimant(s): Julius Padgett Claimant Lawyers(s): Julius Ronald Padgett Respondent(s): Ameriprise Financial Services., Timothy Gillis Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Randall T. Stack, Gregory D. Hoffmann, Jack A. Helms Hearing Site: Tampa, FL | | $0 |
| 12-02957 | 06/24/2013 | Claimant(s): Helen Hall Claimant Lawyers(s): Thomas F. Shine Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Susan E. Sheely Arbitrator(s): Gayle B. Carlson Hearing Site: Orlando, FL | | $11,657 |
| 12-01089 | 06/06/2013 | Claimant(s): Barbara Galowitz, Gerald Galowitz Claimant Lawyers(s): Peter J. Mougey Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Langfred W. White, Carole M. Crosby, Mimi B. Osiason Hearing Site: Tampa, FL | | $0 |
| 12-01242 | 06/05/2013 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward A. Walton Respondent(s): Walter Russell Respondent Lawyers(s): David J. Hase Arbitrator(s): Alex H. Keller Hearing Site: Columbus, OH | ||
| 11-02862 | 05/22/2013 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward Walton Respondent(s): Joseph Dunn Respondent Lawyers(s): Joseph Dunn Arbitrator(s): Jeff Kilgore Hearing Site: Houston, TX |