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FINRA Awards for James Henning

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0092809/06/2013Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Timothy N. Will
Respondent(s): James Henning
Respondent Lawyers(s): James Henning
Arbitrator(s): Ann Blaess Kimball
Hearing Site: Dallas, TX

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