| 16-00969 | 11/27/2017 | Claimant(s): John Mixon
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Michael J. Zaretsky
Arbitrator(s): Colette Manoil
Hearing Site: Boston, MA
|  | Expungement |
| 16-00502 | 11/22/2017 | Claimant(s): B.R. Russell As Cust. for B.& T. Johnson, B&V Russell Rev Liv Trust DTD 12/2/96
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Lauren S. Puritz, Theodore Haynes, Robert G. Bannon
Hearing Site: Orlando, FL
| | Expungement |
| 17-00371 | 11/14/2017 | Claimant(s): Robert Pippenger
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services., The Prudential Insurance Company Of Amer
Respondent Lawyers(s): Alan S. Brodherson, Sydney Crowder
Arbitrator(s): Stuart K. Furman
Hearing Site: Nashville, TN
| | |
| 16-03398 | 10/27/2017 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Philip Staff
Respondent Lawyers(s): Philip Jameson Staff
Arbitrator(s): William E. Schneider
Hearing Site: Boca Raton, FL
| | |
| 17-01696 | 10/20/2017 | Claimant(s): Charlene K. Bylsma
Claimant Lawyers(s): Bill Bylsma
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney Crowder
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
| | $38 |
| 16-02667 | 10/13/2017 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Sandra Hudgins
Respondent Lawyers(s): Sandra Joseph Hudgins
Arbitrator(s): David A. Schuler, Joseph Neal Richardson, Leon Hilary Horne
Hearing Site: Dallas, TX
| | |
| 16-02786 | 10/11/2017 | Claimant(s): Christie Meloan
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Darryl C. Wilson
Hearing Site: Tampa, FL
| | Expungement |
| 15-01067 | 10/04/2017 | Claimant(s): Hugh Cotter, Susan Coghlan
Claimant Lawyers(s): Christopher P. Mader
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Ralph L. Jacobson, David Martin Achterkirchen, Robert Mallin Hirsch
Hearing Site: San Francisco, CA
| | Expungement |
| 16-01943 | 09/25/2017 | Claimant(s): Adam Ausloos
Claimant Lawyers(s): Adam Ausloos
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward Walton
Arbitrator(s): Gregory G. Wille, Mark A. Frankel, Charles Craig Howard
Hearing Site: Milwaukee, WI
| | |
| 15-02285 | 09/21/2017 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Ameriprise Financial Services., Li-Lin Hsu, American Express Financial Corporation
Respondent Lawyers(s): Chad Weaver, Li-Lin Hsu
Arbitrator(s): Richard M. Norman, Kirtley M. Thiesmeyer, Lorraine Woodwark
Hearing Site: Los Angeles, CA
| | Settlement |
