Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00300 | 07/13/2023 | Claimant(s): James Ko Claimant Lawyers(s): James Ko Respondent(s): PNC Investments Respondent Lawyers(s): Brian A. Carlis Arbitrator(s): John A. Scudiero, Yvonne F. Rocco, Jeffrey Alan Helewitz Hearing Site: Jersey City, NJ |  | Dismissed by Rule 12206 |
| 22-02478 | 07/11/2023 | Claimant(s): Michael Vetere Claimant Lawyers(s): Tosh Grebenik Respondent(s): Ameritas Investment Corp. Respondent Lawyers(s): Andrea D. Snowden Arbitrator(s): Veronica Ann Williams Hearing Site: Jersey City, NJ | ||
| 22-01862 | 07/03/2023 | Claimant(s): Grace Stavalo Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Frank J. Cuccio Arbitrator(s): Veronica Ann Williams, Paul David Hayes, Bradley E Greenberg Hearing Site: Jersey City, NJ | | $0 |
| 22-02327 | 06/22/2023 | Claimant(s): Jonathan LeVar Claimant Lawyers(s): Stephan Louviere Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Paul Allan Massaro Hearing Site: Jersey City, NJ | ||
| 22-02007 | 06/14/2023 | Claimant(s): David Hammer Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Jeffrey Alan Helewitz, William Travis, Kevin K Walsh Hearing Site: Jersey City, NJ | ||
| 20-02885 | 06/12/2023 | Claimant(s): Keila Cengiz Claimant Lawyers(s): Michael M. DiCicco Respondent(s): Brian Manning, Morgan Stanley Respondent Lawyers(s): Amanda Parisi Arbitrator(s): Julian F. Santos, Sylvia Kaminsky, Emily Diamond Hearing Site: Jersey City, NJ | | Expungement |
| 22-02014 | 04/24/2023 | Claimant(s): Delice Roberson Claimant Lawyers(s): Delice A. Roberson Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Linda J. Baer Hearing Site: Jersey City, NJ | | Dismissed by Rule 12206 |
| 22-01454 | 03/24/2023 | Claimant(s): Todd Sacks Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Michael H DuBoff Hearing Site: Jersey City, NJ | ||
| 22-01633 | 03/20/2023 | Claimant(s): Marc Knobloch Claimant Lawyers(s): Michael J. Giarrusso Respondent(s): Morgan Stanley Respondent Lawyers(s): Andrew Joyce Arbitrator(s): Edith M. Novack Hearing Site: Jersey City, NJ | | Dismiss by Rule 12206 |
| 19-00948 | 02/27/2023 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Christopher Armstrong, Morgan Stanley, Randall Kiefner Respondent Lawyers(s): Clinton W. Marrs, Thomas J. Momjian Arbitrator(s): Catherine Stewart, Olugbenga Sopeju, Toni Anne Williams Hearing Site: Jersey City, NJ |