Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02722 | 05/30/2024 | Claimant(s): Sneha Mahajan Claimant Lawyers(s): James P. Galvin Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Linda J. Baer Hearing Site: Jersey City, NJ | ||
| 23-02839 | 05/21/2024 | Claimant(s): Shaun Stein Claimant Lawyers(s): Brian Luther Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Kenneth J. Horowitz Hearing Site: Jersey City, NJ | ||
| 23-02559 | 05/21/2024 | Claimant(s): Thomas Rapp Claimant Lawyers(s): Brian Luther Respondent(s): 1717 Capital Management Company Respondent Lawyers(s): Daniela Paez Arbitrator(s): Serge Krimnus Hearing Site: Jersey City, NJ | ||
| 23-03467 | 05/13/2024 | Claimant(s): Sergio Agopian Claimant Lawyers(s): John E. Jenkins Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Joseph L. Siders Arbitrator(s): Linda J. Baer Hearing Site: Jersey City, NJ |  | $300 |
| 22-02571 | 05/06/2024 | Claimant(s): Estate of Mark Sherman Claimant Lawyers(s): Adam J. Weinstein Respondent(s): Morgan Stanley Respondent Lawyers(s): Amanda Parisi Arbitrator(s): Sylvia Kaminsky, Sandra Holtzman, Richard Gary Stelnik Hearing Site: Jersey City, NJ | | Expungement |
| 23-02274 | 05/02/2024 | Claimant(s): Robert Traitz Claimant Lawyers(s): Brian Luther Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): James C. Browning Arbitrator(s): Sam Antar Hearing Site: Jersey City, NJ | ||
| 23-02990 | 05/02/2024 | Claimant(s): Jack Riley Claimant Lawyers(s): Randi Perry Spallina Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Alice E. Winkler Hearing Site: Jersey City, NJ | ||
| 23-02474 | 04/25/2024 | Claimant(s): Zak Shaik Claimant Lawyers(s): Zak Shaik Respondent(s): Pruco Securities. Respondent Lawyers(s): Caitlin P. Cascino Arbitrator(s): Edward W. Morris, Jess A. Bunshaft, Alan Steven Mittleman Hearing Site: Jersey City, NJ | ||
| 23-03040 | 04/18/2024 | Claimant(s): Michael Depasquale Claimant Lawyers(s): James P. Galvin Respondent(s): M Holdings Securities., Nationwide Securities Respondent Lawyers(s): Daniela Paez, Jason D. Christian Arbitrator(s): Annamaria Boccia Smith Hearing Site: Jersey City, NJ | ||
| 23-02872 | 04/12/2024 | Claimant(s): David Peyser Claimant Lawyers(s): Stephan Louviere Respondent(s): PNC Investments Respondent Lawyers(s): Robert S. Whitman Arbitrator(s): Michael H DuBoff Hearing Site: Jersey City, NJ |