08-04361 | 10/21/2009 | Claimant(s): David Durdon Claimant Lawyers(s): Irwin G. Stein Respondent(s): Scottrade. Respondent Lawyers(s): Thomas L. Azar Arbitrator(s): Sandra Lee Dolan, Cynthia R. Pinkney, Thomas J. Dolina Hearing Site: Baltimore, MD
| | $0 |
08-03597 | 10/05/2009 | Claimant(s): Penson Financial Services. Claimant Lawyers(s): Jeff Logan Respondent(s): Aaron Holland Respondent Lawyers(s): Aaron Holland Arbitrator(s): Herbert B. Williams, Thomas E. Maloney, Joan M. Smith Hearing Site: Baltimore, MD
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08-03618 | 10/01/2009 | Claimant(s): Ameriprise Financial Services., Ameriprise Financial. Claimant Lawyers(s): John L. Einstein Respondent(s): Martin Smith Respondent Lawyers(s): Musa L. Eubanks Arbitrator(s): David L. Ruderman, Gregory R. Banasz, David Paul Clark Hearing Site: Baltimore, MD
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09-01368 | 09/29/2009 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Thomas J. Momjian Respondent(s): James Hodges Respondent Lawyers(s): Thomas C. Costello Arbitrator(s): AnnDrea M. Benson, Marian Smith Glenn, J. Snowden Stanley Hearing Site: Baltimore, MD
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07-03507 | 08/31/2009 | Claimant(s): John Alltop, Lacoe Alltop, Robert Jordan Claimant Lawyers(s): William L. Haugh Respondent(s): Wachovia Securities Respondent Lawyers(s): Andrew R. Park Arbitrator(s): Michael J. Henke, Jane F. Moore, Richard Jeffrey Magid Hearing Site: Baltimore, MD
| | $375 |
09-03940 | 08/18/2009 | Claimant(s): MetLife Securities., Metropolitan Life Insurance Company Claimant Lawyers(s): Brian E. Spang Respondent(s): Robert Stankowski Respondent Lawyers(s): James H. West Arbitrator(s): Alan S. Carmel, Arthur J. Salzberg, James M. Johnstone Hearing Site: Baltimore, MD
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08-03406 | 07/30/2009 | Claimant(s): Larry Overbay Claimant Lawyers(s): Larry W. Overbay Respondent(s): Danielle Newman, Robert Carpenter Respondent Lawyers(s): Demian J. Betz Arbitrator(s): William H. Malloy Hearing Site: Baltimore, MD
| | $15,031 |
08-02539 | 07/02/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Michael Schuler Respondent Lawyers(s): Michael Schuler Arbitrator(s): C. Gregory Ellison, Gregory R. Banasz, Jason William Gaarder Hearing Site: Baltimore, MD
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07-02213 | 06/05/2009 | Claimant(s): Charles Poehlitz, Evelyn Jones, Grace Pipitone, Grover Drum, Estate of Augustus Pickens, Estate of Pauline Sweet Claimant Lawyers(s): Frank J. Mastro, Richard J. Magid Respondent(s): Uzo Chima, Suntrust Investment Services. Respondent Lawyers(s): Jeffrey W. Willis, Uzo Chima Arbitrator(s): John A. Gray, Joan M. Smith, Thomas J. Dolina Hearing Site: Baltimore, MD
| | $0 |
08-00928 | 04/14/2009 | Claimant(s): H. Scherr Claimant Lawyers(s): Thomas C. Costello Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Julianne L. Peck Arbitrator(s): Lloyd Haas, T.S.L. Perlman, Ellen F. Kandell Hearing Site: Baltimore, MD
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