Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-02014 | 05/06/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Alan Brodherson Respondent(s): Dale Ireland Respondent Lawyers(s): William L. Haugh Arbitrator(s): Carole Rollinson, Kathryn Ellen McDonnell, Jane A. Smith Hearing Site: Washington, DC | ||
| 07-03507 | 08/31/2009 | Claimant(s): John Alltop, Lacoe Alltop, Robert Jordan Claimant Lawyers(s): William L. Haugh Respondent(s): Wachovia Securities Respondent Lawyers(s): Andrew R. Park Arbitrator(s): Michael J. Henke, Jane F. Moore, Richard Jeffrey Magid Hearing Site: Baltimore, MD |  | $375 |