| 12-02784 | 01/21/2014 | Claimant(s): William Phipps
Claimant Lawyers(s): C. Edward Hartman
Respondent(s): Joseph Giordano, Capital Investment Group.
Respondent Lawyers(s): J. Anthony Penry, Joseph A. Giordano
Arbitrator(s): Mary E. Woytek, Jason William Gaarder, Brian Charles Parker
Hearing Site: Baltimore, MD
|  | $30,300 |
| 13-00992 | 11/21/2013 | Claimant(s): Charles Ward
Claimant Lawyers(s): Rebecca E. Swenson
Respondent(s): Helen Ward, John Ward, UBS Financial Services Inc., Lea Ward
Respondent Lawyers(s): Helen Ward, John P. Ward, Lea C. Ward, Rebecca E. Swenson
Arbitrator(s): Richard E. Lauziere, Brenda J. Stovall, Jason William Gaarder
Hearing Site: Baltimore, MD
| | Expungement |
| 08-02539 | 07/02/2009 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Michael Schuler
Respondent Lawyers(s): Michael Schuler
Arbitrator(s): C. Gregory Ellison, Gregory R. Banasz, Jason William Gaarder
Hearing Site: Baltimore, MD
| | |
