| 19-01927 | 05/27/2020 | Claimant(s): David Moore, David L. Moore IRA
Claimant Lawyers(s): Gary Mark Brewer
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Ryan S. Lean
Arbitrator(s): Joyce L. Hurley, Alan M. Rosen, Robert C. Albini
Hearing Site: Los Angeles, CA
|  | Dismissed by Rule 12206/12504 |
| 19-02046 | 03/26/2020 | Claimant(s): Troy Tremblay
Claimant Lawyers(s): Bentley P. Stansbury
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Michael West
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
| | |
| 19-01720 | 03/13/2020 | Claimant(s): Matt Ward
Claimant Lawyers(s): Kurt T. Kalberer
Respondent(s): A.G.P. / Alliance Global Partners
Respondent Lawyers(s): Robert H. Decker
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
| | |
| 19-01536 | 02/05/2020 | Claimant(s): Tiffany Wright
Claimant Lawyers(s): Frances Menzer
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): C. Evan Stewart
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
| | |
| 18-04344 | 11/08/2019 | Claimant(s): Cynthia Couyoumjian
Claimant Lawyers(s): Harris Freedman
Respondent(s): Independent Financial Group., The Equitable Life Assurance Society Of
Respondent Lawyers(s): Sarah J. Kreisman, Timothy A. Hanna
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
| | |
| 18-02979 | 04/02/2019 | Claimant(s): Jeffery Sorensen
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Transamerica Financial Advisors.
Respondent Lawyers(s): Susan D. Duff
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
| | |
| 18-02084 | 01/17/2019 | Claimant(s): Darren Edwards
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Deborah Burstein
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
| | |
| 17-00458 | 06/11/2018 | Claimant(s): Anita Eubank
Claimant Lawyers(s): Steve Buchwalter
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Steven Quinly
Respondent Lawyers(s): Robert Gonser, Tara A. LaClair
Arbitrator(s): Joyce L. Hurley, Olivia J. Valentine, Robert Weston Armstrong
Hearing Site: Los Angeles, CA
| | Expungement |
| 16-03642 | 03/22/2018 | Claimant(s): Gitte Pedersen, Gene Barger's Body and Estate
Claimant Lawyers(s): Gitte Pedersen
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Peter Van Name
Respondent Lawyers(s): Jennifer N. Lamirand
Arbitrator(s): Robert D. Sussin, Joyce L. Hurley, Daniel David Kopman
Hearing Site: Los Angeles, CA
| | $0 |
| 12-04241 | 06/22/2016 | Claimant(s): Sonia Romagosa
Claimant Lawyers(s): Sonia Romagosa
Respondent(s): Carlos Getino, Ameriprise Financial Services.
Respondent Lawyers(s): Matthew D. Klafter
Arbitrator(s): Gerald F. Corrigan, Laurent C. Vonderweidt, Joyce L. Hurley
Hearing Site: Los Angeles, CA
| | $0 |
