| 21-00821 | 11/30/2021 | Claimant(s): George Reyes
Claimant Lawyers(s): George A Reyes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): John T. DiNapoli
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
| | |
| 21-01191 | 11/23/2021 | Claimant(s): Garrett Bland
Claimant Lawyers(s): Zachary S. Morse
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Samantha D. Parrish
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
| | |
| 19-03588 | 09/17/2021 | Claimant(s): Adolph Garcia, Elsie Garcia, Garcia Family Trust
Claimant Lawyers(s): J. Ryan Gustafson
Respondent(s): Morgan Stanley, George Strnad
Respondent Lawyers(s): Jeff Palmer
Arbitrator(s): Joyce L. Hurley, Kirtley M. Thiesmeyer, Natalie Panossian-Bassler
Hearing Site: Los Angeles, CA
|  | Expungement |
| 20-02957 | 06/15/2021 | Claimant(s): Ralph Adamo
Claimant Lawyers(s): Frances Menzer
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
| | |
| 20-02121 | 04/20/2021 | Claimant(s): Randall Long
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Integrated Resources Equity Corporation
Respondent Lawyers(s): Gary Swiman
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
| | |
| 20-03388 | 04/19/2021 | Claimant(s): Daria Haidukova
Claimant Lawyers(s): Daria Haidukova
Respondent(s): Fidelity Brokerage Services LLC, Fidelity Investments Institutional Srvcs, UMB Financial Services.
Respondent Lawyers(s): Eric D. Martin, Patrick S. Christensen
Arbitrator(s): Joyce L. Hurley, Richard William DeWeese, Kendall C. Reed
Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12212 |
| 19-00339 | 02/25/2021 | Claimant(s): Michelle Marquez
Claimant Lawyers(s): Philip M. Aidikoff
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
| | |
| 20-00508 | 11/24/2020 | Claimant(s): Trajan Sung
Claimant Lawyers(s): Frances Menzer
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
| | |
| 19-03660 | 11/13/2020 | Claimant(s): Isidro Miramontes
Claimant Lawyers(s): David Harrison
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Simon M. Levy
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
| | |
| 18-04302 | 10/26/2020 | Claimant(s): Ricardo San Roman Dunne
Claimant Lawyers(s): Brian Levin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jorge deNeve
Arbitrator(s): Andrew M. Mintzer, Joyce L. Hurley, Edward H. Davis
Hearing Site: Los Angeles, CA
| | $0 |
