15-03185 | 08/09/2018 | Claimant(s): Sukhminder Pannu and Prabhjot Dillion Claimant Lawyers(s): Arthur C. Koski Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): David Luger Arbitrator(s): Keith Roberts, Clive I. Morrick, Michele S. Riley Hearing Site: New York, NY
| | $0 |
17-00399 | 03/16/2018 | Claimant(s): Taylor Joseph Claimant Lawyers(s): James W Halter Respondent(s): Imperial Capital Respondent Lawyers(s): Bentley P. Stansbury Arbitrator(s): Michele S. Riley, Veronica Ann Williams, Cirino M. Bruno Hearing Site: New York, NY
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15-03282 | 08/18/2016 | Claimant(s): Stephen McCourt Claimant Lawyers(s): Jennifer Tarr Respondent(s): Labron Toles, Sonya Still Respondent Lawyers(s): Labron Manosa Toles, Marc S. Gottlieb Arbitrator(s): Michele S. Riley Hearing Site: New York, NY
| | $300 |
14-00212 | 03/24/2016 | Claimant(s): Newoak Capital LLC, Newoak Capital Markets LLC Claimant Lawyers(s): Joseph M. Pastore Respondent(s): Alexander Sellinger, Bryan Nagy, Patrick Mahon, Samuel Warren, Brean Capital Respondent Lawyers(s): Thomas J. Fleming Arbitrator(s): Jeffrey F. Friedman, Steven J. Brill, Michele S. Riley Hearing Site: New York, NY
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14-01061 | 02/23/2016 | Claimant(s): Rochdale Securities LLC Claimant Lawyers(s): Aaron Romney Respondent(s): Daniel Crowley, Pershing LLC Respondent Lawyers(s): Christopher J. Major, Daniel R. Korb Arbitrator(s): Paul Bennett Marrow, Michele S. Riley, Raymond A. Urci Hearing Site: New York, NY
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11-00909 | 11/13/2015 | Claimant(s): Gordon Group Investments Claimant Lawyers(s): Gregory J. Hollon Respondent(s): Fortis Securities LLC Respondent Lawyers(s): James R. Levine Arbitrator(s): Edwin S. Mruk, Bertrand M. Lanchner, Michele S. Riley Hearing Site: New York, NY
| | $11,333,000 |
14-01312 | 08/11/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Sandra D. Grannum Respondent(s): Nick Hsieh Respondent Lawyers(s): Thomas J. McCabe Arbitrator(s): Richard W. Cutler, Michele S. Riley, Mark J. Happe Hearing Site: New York, NY
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14-01705 | 07/08/2015 | Claimant(s): Estate of John Lidell Claimant Lawyers(s): Lloyd S. Clareman Respondent(s): Jason Klabal, Michael Mariani, Legend Securities. Respondent Lawyers(s): David A. Gehn, Lawrence R. Gelber, Michael A. Mariani Arbitrator(s): Susan C. Lushing, Richard Lee Mansdoerfer, Michele S. Riley Hearing Site: New York, NY
| | $61,867 |
14-00534 | 04/29/2015 | Claimant(s): Dana Brett-Levy Claimant Lawyers(s): Jonathan Sack Respondent(s): Castleoak Securities Respondent Lawyers(s): Denver G. Edwards Arbitrator(s): William G. Binckes, John B. Myers, Michele S. Riley Hearing Site: New York, NY
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13-01271 | 03/12/2015 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Susan M. Guerette Respondent(s): Joshua Haron, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): James A. Saville, Louis M. Lagalante Arbitrator(s): Linda J. Baer, Brian F Loveman, Michele S. Riley Hearing Site: New York, NY
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